Ryan D. Feuerstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Douglas Feuerstein, who also goes by Ryan D Feuerstein, was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2018. Ryan had worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2019 - October 6, 2020
WNY ASSET MANAGEMENT, LLC
July 2, 2019 - July 24, 2019
CADARET, GRANT & CO., INC.
July 2, 2019 - September 24, 2020
CADARET, GRANT & CO., INC.
January 23, 2018 - June 18, 2019
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
WNY ASSET MANAGEMENT, LLC
CRD#: 153872 / SEC#: 801-71632
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/12/2024
General Securities Representative ExaminationCurrent Firm
WNY ASSET MANAGEMENT, LLC
CRD#: 153872 / SEC#: 801-71632
Contact information
SEC notice filing (22 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,673 |
| AUM (Assets Under Management) | $ 1,450,691,313 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
