Luciano O. Duque
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luciano Otavio Duque, who also goes by Luciano O Duque, Luciano Octavio Duque, was a registered financial professional .
Luciano is a previously registered financial professional and started their career in finance in 2018. Luciano had worked at 3 firms and has passed the Series 66, Series 3, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2021 - April 26, 2022
SECURITIZE MARKETS, LLC
November 24, 2020 - September 29, 2021
SW FINANCIAL
October 25, 2019 - April 1, 2020
SW FINANCIAL
February 8, 2018 - October 16, 2019
MORGAN STANLEY
January 10, 2018 - October 16, 2019
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 7/16/2021
Investment Banking Registered Representative ExaminationCurrent Firm
SECURITIZE MARKETS, LLC
CRD#: 283256 / SEC#: , 8-69743
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
