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LS

Lisa M. Snyder

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CRD#: 6853669
LS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lisa Marie Snyder, who also goes by Lisa Marie Corrigan, was a registered financial professional .

Lisa is a previously registered financial professional and started their career in finance in 2017. Lisa had worked at 1 firm and has passed the SIE exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Lisa Marie Corrigan

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 5, 2017 - March 1, 2018

DENVER INVESTMENTS

RIA
CRD#: 107293
DENVER, CO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 4/5/2021
Securities Industry Essentials Examination

Current Firm


DI
DENVER INVESTMENTS
BEE & ASSOCIATES, A DIVISION OF DENVER INVESTMENT ADVISORS LLC | TEMPEST INVESTMENT COUNSELORS, A DIVISION OF DENVER INVESTMENT ADVISORS LLC | DENVER INVESTMENTS | DENVER INVESTMENT ADVISORS LLC | DENVER ALTERNATIVES

CRD#: 107293 / SEC#: 801-47933

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Contact information


Main Address
370 17th Street Suite 5000, Denver, CO 80202
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

DENVER INVESTMENT ADVISORS LLC ADV PART 2 (3/30/2018)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DENVER INVESTMENTS

CRD#: 107293

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