Donald R. Rice

ALPHASTAR CAPITAL MANAGEMENT

Lawrenceville, GA 30043

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CRD#: 6853131

Professional summary

Donald Ray Rice Jr is a registered financial advisor currently at ALPHASTAR CAPITAL MANAGEMENT located in Lawrenceville, Georgia.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Donald has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SYNERGY FINANCIAL PARTNERS; Non-investment related; 1424 N Brown Rd, Suite 200, Lawrenceville, GA 30043; Fixed Insurance and Annuity Sales; PRESIDENT; STARTED 03/2013; 120 HOURS/MONTH DEVOTED; 120 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER SALE OF INSURANCE PRODUCTS. 2. America's Health Team; Non-investment related; 1424 N Brown Rd., Suite 200, Lawrenceville, GA 30043; Health Insurance Sales; Regional Director; Started 10/2011; 120 Hours/Month devoted, 120 Hours/month devoted during trading hours; Offer sale of health insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Ray Rice Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2024 - Present

ALPHASTAR CAPITAL MANAGEMENT

Office #1: 1424 North Brown Rd Suite 200, Lawrenceville, GA 30043

RIA

CRD#: 157423

Lawrenceville, GA

Past

April 26, 2022 - February 24, 2023

SOLOMON API LLC

RIA

CRD#: 159471

CANTON, GA

Past

May 4, 2020 - May 18, 2020

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

CANTON, GA

Past

November 16, 2017 - June 14, 2018

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

JOHNS CREEK, GA

Past

September 29, 2017 - June 14, 2018

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

JOHNS CREEK, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHASTAR CAPITAL MANAGEMENT

ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(3/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/27/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/30/2017

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 6/14/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/16/2017

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALPHASTAR CAPITAL MANAGEMENT

ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

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Contact information

Main Address

19600 West Catawba Avenue Suite B200, Cornelius, NC 28031

Mailing Address

Phone number

(855) 340-2514

Established

Firm type

Fiscal year end

# of Employees

124

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,592
AUM (Assets Under Management)	$ 1,841,154,148

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/12/2023	Cover Page	Report
06/27/2023	Cover Page	Report
01/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Donald R. Rice

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Ray Rice Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOLOMON API LLC

BROOKSTONE WEALTH ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

ALPHASTAR CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 12/27/2017

Series 65

Date: 6/30/2017

SIE

Date: 6/14/2018

Series 6

Date: 11/16/2017

Current Firm

ALPHASTAR CAPITAL MANAGEMENT

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALPHASTAR CAPITAL MANAGEMENT

TRUST BUT VERIFY

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