Daniel Potocki

SCHWAB WEALTH ADVISORY

Orlando, FL 32810

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CRD#: 6852661

Professional summary

Daniel Potocki, who also goes by Daniel Freitas Potocki, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Orlando, Florida and CHARLES SCHWAB & CO., INC. located in Orlando, Florida.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Daniel has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Freitas Potocki

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Potocki's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2024 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 1991 Summit Park Drive, Orlando, FL 32810

RIA

CRD#: 159035

Orlando, FL

Current

September 12, 2024 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 1991 Summit Park Drive, Orlando, FL 32810

RIA

CRD#: 5393

Orlando, FL

Past

February 5, 2024 - August 6, 2024

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

Orlando, FL

Past

December 6, 2023 - August 6, 2024

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

March 6, 2022 - December 4, 2023

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Grand Rapids, MI

Past

March 6, 2022 - December 4, 2023

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Grand Rapids, MI

Past

October 14, 2021 - February 10, 2022

THE HUNTINGTON INVESTMENT COMPANY

RIA

CRD#: 16986

Kentwood, MI

Past

October 14, 2021 - February 10, 2022

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

Kentwood, MI

Past

June 13, 2019 - October 13, 2021

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

KENTWOOD, MI

Past

November 20, 2018 - October 13, 2021

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

Kentwood, MI

Past

August 9, 2018 - November 6, 2018

NYLIFE SECURITIES LLC

CRD#: 5167

GRAND RAPIDS, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/20/2024)

Alaska
(9/20/2024)

Arizona
(9/20/2024)

Arkansas
(9/20/2024)

California
(9/20/2024)

Colorado
(9/20/2024)

Connecticut
(9/20/2024)

Delaware
(9/20/2024)

District of Columbia
(9/20/2024)

Florida
(9/12/2024)

IAR

Florida
(9/16/2024)

Georgia
(9/20/2024)

Hawaii
(9/20/2024)

Idaho
(9/20/2024)

Illinois
(9/20/2024)

Indiana
(9/20/2024)

Iowa
(9/20/2024)

Kansas
(9/20/2024)

Kentucky
(9/20/2024)

Louisiana
(9/20/2024)

Maine
(9/20/2024)

Maryland
(9/20/2024)

Massachusetts
(9/20/2024)

Michigan
(9/20/2024)

Minnesota
(9/20/2024)

Mississippi
(9/20/2024)

Missouri
(9/20/2024)

Montana
(9/20/2024)

Nebraska
(9/20/2024)

Nevada
(9/20/2024)

New Hampshire
(9/20/2024)

New Jersey
(9/20/2024)

New Mexico
(9/20/2024)

New York
(9/20/2024)

North Carolina
(9/20/2024)

North Dakota
(9/20/2024)

Ohio
(9/20/2024)

Oklahoma
(9/20/2024)

Oregon
(9/20/2024)

Pennsylvania
(9/20/2024)

Puerto Rico
(9/20/2024)

Rhode Island
(9/20/2024)

South Carolina
(9/20/2024)

South Dakota
(9/20/2024)

Tennessee
(9/20/2024)

Texas
(9/20/2024)

Utah
(9/20/2024)

Vermont
(9/20/2024)

Virgin Islands
(9/20/2024)

Virginia
(9/20/2024)

Washington
(9/20/2024)

West Virginia
(9/20/2024)

Wisconsin
(9/20/2024)

Wyoming
(9/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/7/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/26/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/23/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/9/2018

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel Potocki

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Potocki's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

EMPOWER ADVISORY GROUP, LLC

EMPOWER FINANCIAL SERVICES, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

THE HUNTINGTON INVESTMENT COMPANY

THE HUNTINGTON INVESTMENT COMPANY

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/7/2019

Series 63

Date: 10/26/2018

Series 7TO

Date: 3/23/2019

SIE

Date: 10/1/2018

Series 6

Date: 8/9/2018

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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