RM
Richard R. Matthias
MATTHIAS PRIVATE WEALTH
Winter Park, FL 32789
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CRD#: 6852492
RM
Professional summary
Richard Russell Matthias, who also goes by Richard R Matthias, Skip R Matthias, is a registered financial advisor currently at MATTHIAS PRIVATE WEALTH, LLC located in Winter Park, Florida.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Richard has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard R Matthias | Skip R Matthias
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MANAGING PARTNER, MATTHIAS & MATTHIAS, PL: LAW FIRM; NON-INVESTMENT RELATED; 700 W MORSE BOULEVARD, WINTER PARK, FL 32789; 2004 - PRESENT; PROVIDE LEGAL ADVICE TO CLIENTS FOCUSING ON ESTATE PLANNING, ASSET PROTECTION, TAX ISSUES, TRUST AND ADMINISTRATION, BUSINESS CONSULTING AND REAL PROPERTY. 120 HOURS/MONTH, 80 HOURS/MONTH DURING SECURITIES TRADING HOURS.
BOARD OF DIRECTORS - AUDIT COMMITTEE CHAIR, COMPENSATION COMMITTEE CHAIR, TRUST COMMITTEE MEMBER AND CHARITABLE TRUST COMMITTEE MEMBER, FIRST AMERICAN BANK OF CHICAGO: PRIVATELY HELD BANK, NON-INVESTMENT RELATED; 700 BUSSE RD. ELK GROVE VILLAGE, IL 60007; 2009 - PRESENT; OVERSEE INTERNAL AUDIT DEPARTMENT AND EXTERNAL AUDIT COMPANIES, OVERSEE BANK COMPENSATION STRATEGY, REVIEW TRUST DEPARTMENT OVERALL MANAGEMENT, INVESTMENT PLAN AND STRATEGY, AND ADMINISTER MULTIPLE CHARITABLE TRUSTS, SCHOLARSHIP AND OTHER NONPROFIT ENTITIES. 10 HOURS/MONTH, 5 HOURS/MONTH DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Russell Matthias's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 27, 2017 - Present
MATTHIAS PRIVATE WEALTH, LLC
Office #1: 700 West Morse Boulevard Suite 201, Winter Park, FL 32789RIA
CRD#: 289761
Winter Park, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MP
MATTHIAS PRIVATE WEALTH, LLC
MATTHIAS PRIVATE WEALTH, LLC
CRD#: 289761 / SEC#: 801-111904
RIA
Registered Investment Advisory firm - (10/25/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(11/27/2017)
Current Firm
MP
MATTHIAS PRIVATE WEALTH, LLC
MATTHIAS PRIVATE WEALTH, LLC
CRD#: 289761 / SEC#: 801-111904
RIA
Registered Investment Advisory firm - (10/25/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
700 West Morse Boulevard Suite 201, Winter Park, FL 32789
Mailing Address
Phone number
(407) 691-3300
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 487 |
| AUM (Assets Under Management) | $ 247,560,609 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 08/25/2023 | ||
| 11/23/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MATTHIAS PRIVATE WEALTH, LLC
CRD#: 289761Winter Park, FL 32789TRUST BUT VERIFY
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