Richard R. Matthias

MATTHIAS PRIVATE WEALTH

Winter Park, FL 32789

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CRD#: 6852492

Professional summary

Richard Russell Matthias, who also goes by Richard R Matthias, Skip R Matthias, is a registered financial advisor currently at MATTHIAS PRIVATE WEALTH, LLC located in Winter Park, Florida.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Richard has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard R Matthias | Skip R Matthias

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Russell Matthias's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 27, 2017 - Present

MATTHIAS PRIVATE WEALTH, LLC

Office #1: 700 West Morse Boulevard Suite 201, Winter Park, FL 32789

RIA

CRD#: 289761

Winter Park, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MATTHIAS PRIVATE WEALTH, LLC

CRD#: 289761 / SEC#: 801-111904

RIA

Registered Investment Advisory firm - (10/25/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/27/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/6/2017

Uniform Investment Adviser Law Examination

Current Firm

MATTHIAS PRIVATE WEALTH, LLC

CRD#: 289761 / SEC#: 801-111904

RIA

Registered Investment Advisory firm - (10/25/2017 Approved)

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Contact information

Main Address

700 West Morse Boulevard Suite 201, Winter Park, FL 32789

Mailing Address

Phone number

(407) 691-3300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MATTHIAS PRIVATE WEALTH, LLC BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	487
AUM (Assets Under Management)	$ 247,560,609

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/25/2025	Cover Page	Report
09/25/2024	Cover Page	Report
08/25/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard R. Matthias

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Russell Matthias's CRS (Customer Relationship Summary).

Certified licenses

Experience

MATTHIAS PRIVATE WEALTH, LLC

Primary Firm SEC Registration

MATTHIAS PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/6/2017

Current Firm

MATTHIAS PRIVATE WEALTH, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MATTHIAS PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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