Katelyn M. Dichiaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katelyn Marie Dichiaro, who also goes by Katelyn Marie Di Chiaro, was a registered financial professional .
Katelyn is a previously registered financial professional and started their career in finance in 2017. Katelyn had worked at 5 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2020 - January 8, 2021
IVY HILL
June 1, 2020 - January 14, 2021
VAN LANSCHOT KEMPEN (USA) INC.
August 23, 2019 - December 26, 2019
NEIGHBORLY SECURITIES
March 25, 2019 - January 15, 2021
CIC MARKET SOLUTIONS, INC.
October 12, 2017 - May 31, 2019
INDEPENDENT BROKERAGE SOLUTIONS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
IVY HILL
CRD#: 309499 / SEC#: , 8-70544
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
