William Coleman

GARNETT ADVISORS

Denton, TX 76205

Some features on this profile are disabled

CRD#: 6852298

Professional summary

William Coleman is a registered financial advisor currently at GARNETT ADVISORS, LLC located in Denton, Texas.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. William has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HUGH BANCROFT JR. TRUST; INVESTMENT-RELATED; PLANO, TX; MULTI-GENERATIONAL FAMILY TRUST; TRUSTEE; OCTOBER 2012; 100 HOURS PER MONTH; 80 HOURS DURING TRADING HOURS. WILBORN ENTERPRISES, INC.; INVESTMENT-RELATED; DENTON, TX; MANAGER; JANUARY 2008; 60 HOURS PER MONTH; 60 HOURS DURING TRADING HOURS. CAPROCK CAPITAL ADVISORS; INVESTMENT-RELATED; PLANO, TX; INVESTMENT COMPANY; CONSULTANT; OCTOBER 2012; 20 HOURS PER MONTH; 20 HOURS DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Coleman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 27, 2017 - Present

GARNETT ADVISORS, LLC

Office #1: 1121 Dallas Drive Suite 1, Denton, TX 76205

RIA

CRD#: 289930

Denton, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GARNETT ADVISORS, LLC

CRD#: 289930 / SEC#: 801-114876

RIA

Registered Investment Advisory firm - (3/22/2019 Approved)

Texas

Registered Investment Advisory firm - (3/25/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/27/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/13/2017

Uniform Investment Adviser Law Examination

Current Firm

GARNETT ADVISORS, LLC

CRD#: 289930 / SEC#: 801-114876

RIA

Registered Investment Advisory firm - (3/22/2019 Approved)

Texas

Registered Investment Advisory firm - (3/25/2019 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1121 Dallas Drive Suite 1, Denton, TX 76205

Mailing Address

Phone number

(940) 387-3881

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 251,604,134

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Kerry Prazak

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

IAR

SOUTHLAKE, TX

Duchein Fox

CHARLES SCHWAB & CO., INC.

Westlake, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William Coleman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Coleman's CRS (Customer Relationship Summary).

Certified licenses

Experience

GARNETT ADVISORS, LLC

Primary Firm SEC Registration

GARNETT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/13/2017

Current Firm

GARNETT ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GARNETT ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors