Nicola A. Corsetti

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CRD#: 6852226

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nicola Angelo Corsetti was a registered financial professional .

Nicola is a previously registered financial professional and started their career in finance in 2017. Nicola had worked at 4 firms .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Paradigm Governance Partners Limited, investment related, 3rd Floor, One Capital Place, 136 Shedden Road, George Town, Grand Cayman, PO Box 677, KY1-9006, Cayman Islands, We are a Cayman Islands fiduciary services firm that provides governance, accounting and AML services for a variety of hedge funds and family offices, Partner and Director, Start Date 01/2018, approximately 80 hours per month with 40 hours per month devoted during securities trading hours, I am part of the management of the Company and I also provide directorship services for my clients. I do not do any of the accounting or AML services myself. 2.) OAC Capital Advisors LLC (RIA); Start Date: 01/2023, Client Relationship Manager and IAR; Investment Related - Yes; Address: 2001 Meridian Avenue, Ph-23 Miami Beach, Fl, Usa, 33139;Client Relationship Manager; 40 hrs./month during trading hours; Number of Hours per Month during NON trading hours: 20 3.) Octogone NA Inc; Start Date: 08/2022, Investment Adviser Representative; Investment Related - Yes; Address: 1395 Brickell Ave., Suite 1180, Miami, FL 33131; Senior Advisor; Number of Hours per Month during Trading Hours: 20; Number of Hours per Month during NON trading hours: 10

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 30, 2023 - December 31, 2024

OAC CAPITAL ADVISORS LLC

RIA

CRD#: 317559

Superior Township, MI

Past

August 31, 2022 - March 19, 2024

OCTOGONE NA

RIA

CRD#: 322478

Superior Township, MI

Past

August 11, 2020 - August 30, 2022

OCTOGONE NA

RIA

CRD#: 285157

Superior Township, MI

Past

September 18, 2017 - July 31, 2020

EKANTA WEALTH ADVISORS LLC

RIA

CRD#: 282031

NASSAU,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OAC CAPITAL ADVISORS LLC

FORTCAY | OAC CAPITAL ADVISORS LLC | FORTCAY INVESTMENT ADVISORS

CRD#: 317559 / SEC#: 801-128173

RIA

Registered Investment Advisory firm - (6/16/2023 Approved)

Florida

Registered Investment Advisory firm - (11/30/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

OAC CAPITAL ADVISORS LLC

FORTCAY | OAC CAPITAL ADVISORS LLC | FORTCAY INVESTMENT ADVISORS

CRD#: 317559 / SEC#: 801-128173

RIA

Registered Investment Advisory firm - (6/16/2023 Approved)

Florida

Registered Investment Advisory firm - (11/30/2023 Terminated)

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Contact information

Main Address

Miami Beach, FL

Mailing Address

Phone number

(345) 749-4505

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OAC CAPITAL ADVISORS, LLC - DISCLOSURE BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	138
AUM (Assets Under Management)	$ 189,561,049

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicola A. Corsetti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OAC CAPITAL ADVISORS LLC

OCTOGONE NA

OCTOGONE NA

EKANTA WEALTH ADVISORS LLC

Primary Firm SEC Registration

OAC CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Current Firm

OAC CAPITAL ADVISORS LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OAC CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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