John N. Dipucci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Nicola Dipucci was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1972. John had worked at 12 firms and has passed the Series 52TO, Series 7TO, SIE, Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2020 - January 8, 2021
CINCAP INVESTMENT GROUP, LLC
December 3, 2009 - June 15, 2020
ROSS, SINCLAIRE & ASSOCIATES, LLC
July 24, 1995 - December 21, 2009
COMMONWEALTH SECURITIES AND INVESTMENTS, INC.
March 12, 1990 - July 26, 1995
ARTHURS, LESTRANGE & COMPANY INCORPORATED
January 26, 1984 - March 8, 1990
PARKER/HUNTER INCORPORATED
December 28, 1982 - December 30, 1983
ADVEST, INC.
July 20, 1978 - December 29, 1982
BABBITT, MYERS & COMPANY, INC.
March 2, 1978 - July 29, 1978
BERNSTEIN AND COMPANY
February 2, 1978 - March 24, 1978
BABBITT, MYERS & COMPANY, INC.
May 2, 1977 - February 18, 1978
BIDDLE & CO., INC.
March 14, 1977 - June 13, 1977
AMERICAN INVESTORS OF PITTSBURGH, INC.
November 14, 1973 - March 25, 1977
FIRST PITTSBURGH SECURITIES CORPORATION
November 1, 1972 - December 5, 1973
REYNOLDS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 10/16/1972
Registered Representative ExaminationF04
Date: 4/11/1977
Financial Principal ExaminationSeries 40
Date: 3/28/1977
Registered Principal ExaminationCurrent Firm
CINCAP INVESTMENT GROUP, LLC
CRD#: 118392 / SEC#: , 8-53652
Contact information
FINRA licenses (38 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
