Matthew C. Willett

WATTS GWILLIAM & COMPANY

Gilbert, AZ 85295

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CRD#: 6851828

Professional summary

Matthew Chad Willett, who also goes by Matthew Willett, is a registered financial advisor currently at WATTS GWILLIAM & COMPANY, LLC located in Gilbert, Arizona.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Matthew has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew Willett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Chad Willett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 22, 2024 - Present

WATTS GWILLIAM & COMPANY, LLC

Office #1: 2730 S. Val Vista Dr. Suite 124, Gilbert, AZ 85295

RIA

CRD#: 131458

Gilbert, AZ

Past

August 10, 2022 - February 21, 2024

GLOBAL RETIREMENT PARTNERS LLC

RIA

CRD#: 172011

Scottsdale, AZ

Past

September 16, 2020 - February 7, 2023

WEALTHPLAN ADVISORS, LLC

RIA

CRD#: 150573

SCOTTSDALE, AZ

Past

October 30, 2019 - September 10, 2020

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Phoenix, AZ

Past

December 20, 2018 - September 10, 2020

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Phoenix, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WATTS GWILLIAM & COMPANY, LLC

OPTIC ASSET MANAGEMENT | WATTS GWILLIAM & COMPANY, LLC | WATTS GWILLIAM

CRD#: 131458 / SEC#: 801-63078

RIA

Registered Investment Advisory firm - (4/23/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/7/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/31/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/30/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/20/2019

Securities Industry Essentials Examination

Current Firm

WATTS GWILLIAM & COMPANY, LLC

OPTIC ASSET MANAGEMENT | WATTS GWILLIAM & COMPANY, LLC | WATTS GWILLIAM

CRD#: 131458 / SEC#: 801-63078

RIA

Registered Investment Advisory firm - (4/23/2004 Approved)

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Contact information

Main Address

2730 S. Val Vista Dr. Suite 124, Gilbert, AZ 85295

Mailing Address

Phone number

(480) 889-8998

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WATTS GWILLIAM BROCHURE JANUARY 2025 (2/18/2025)

Regulatory assets under management

Total Number of Accounts	1,152
AUM (Assets Under Management)	$ 818,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew C. Willett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Chad Willett's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL RETIREMENT PARTNERS LLC

WEALTHPLAN ADVISORS, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

WATTS GWILLIAM & COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/7/2019

Series 65

Date: 8/31/2018

Series 7TO

Date: 10/30/2019

SIE

Date: 8/20/2019

Current Firm

WATTS GWILLIAM & COMPANY, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WATTS GWILLIAM & COMPANY, LLC

TRUST BUT VERIFY

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