Gloria S. Garcia Cisneros

GREAT WATERS FINANCIAL

SHOREVIEW, MN 55126

CRD#: 6851745

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Professional summary

Gloria Stepha Garcia Cisneros, who also goes by Gloria Garcia, Gloria Stephanie Garcia Cisneros, is a registered financial advisor currently at GREAT WATERS FINANCIAL located in Shoreview, Minnesota.

Gloria is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Gloria has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gloria Garcia | Gloria Stephanie Garcia Cisneros

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gloria Stepha Garcia Cisneros's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 23, 2026 - Present

GREAT WATERS FINANCIAL

Office #1: 4100 Lexington Ave N Suite 100, Shoreview, MN 55126

RIA

CRD#: 308215

SHOREVIEW, MN

Past

June 11, 2024 - June 1, 2026

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

Los Angeles, CA

Past

August 8, 2022 - February 15, 2024

STRATOS WEALTH PARTNERS, LTD

RIA

CRD#: 153184

San Diego, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREAT WATERS FINANCIAL

GREAT WATERS FINANCIAL | GREAT WATERS WEALTH MANAGEMENT

CRD#: 308215 / SEC#: 801-123543

RIA

Registered Investment Advisory firm - (3/28/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(6/23/2026)

IAR

Texas
(6/23/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/8/2022

Uniform Investment Adviser Law Examination

Current Firm

GREAT WATERS FINANCIAL

GREAT WATERS FINANCIAL | GREAT WATERS WEALTH MANAGEMENT

CRD#: 308215 / SEC#: 801-123543

RIA

Registered Investment Advisory firm - (3/28/2022 Approved)

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Contact information

Main Address

4100 Lexington Ave N Suite 100, Shoreview, MN 55126

Mailing Address

Phone number

(612) 360-2127

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/14/2026)

Regulatory assets under management

Total Number of Accounts	6,141
AUM (Assets Under Management)	$ 1,235,101,181

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gloria S. Garcia Cisneros

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gloria Stepha Garcia Cisneros's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT WATERS FINANCIAL

HIGHTOWER ADVISORS, LLC

STRATOS WEALTH PARTNERS, LTD

Primary Firm SEC Registration

GREAT WATERS FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 8/8/2022

Current Firm

GREAT WATERS FINANCIAL

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREAT WATERS FINANCIAL

TRUST BUT VERIFY

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