Joshua M. Grass

STAPLETON ASSET MANAGEMENT

Delano, MN

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CRD#: 6851496

Professional summary

Joshua Michael Grass is a registered financial advisor currently at STAPLETON ASSET MANAGEMENT, LLC located in Delano, Minnesota.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Joshua has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Grass does have other business activities. He is the President of AsteraWealth LLC. - The business is investment related. - Address: 226 Greenway Drive, Delano, MN 55328 - Nature: Mr. Grass lends his expertise and relationships within the defined contribution space to help firms expand into the market. - The LLC was formed in July of 2025 - Approximately 40-60 hours a month are dedicated to this business - Mr. Grass provides consulting services based on his background and expertise related to the defined contribution market

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Michael Grass's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 2025 - Present

STAPLETON ASSET MANAGEMENT, LLC

RIA

CRD#: 323703

Delano, MN

Past

November 28, 2022 - September 2, 2025

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(9/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/19/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/28/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/22/2022

Securities Industry Essentials Examination

Current Firm

STAPLETON ASSET MANAGEMENT, LLC

STAPLETON ASSET MANAGEMENT | STAPLETON ASSET MANAGEMENT, LLC

CRD#: 323703 / SEC#:

Illinois

Registered Investment Advisory firm - (1/2/2024 Approved)

Minnesota

Registered Investment Advisory firm - (10/13/2023 Approved)

Tennessee

Registered Investment Advisory firm - (5/10/2023 Approved)

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Contact information

Main Address

Franklin, TN

Mailing Address

1441 New Highway 96 W Suite 2 #208, Franklin, TN 37064

Phone number

(615) 266-4233

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	60
AUM (Assets Under Management)	$ 25,243,710

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joshua M. Grass

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Michael Grass's CRS (Customer Relationship Summary).

Certified licenses

Experience

STAPLETON ASSET MANAGEMENT, LLC

ALLIANZ LIFE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/19/2022

Series 7TO

Date: 11/28/2022

SIE

Date: 8/22/2022

Current Firm

STAPLETON ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STAPLETON ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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