Frank A. Fernandez

PCB CAPITAL LLC

EAST BRUNSWICK, NJ 08816

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CRD#: 6851399

Professional summary

Frank Alfredo Fernandez, CFP® is a registered financial advisor currently at PCB CAPITAL LLC located in East Brunswick, New Jersey.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Frank has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

What are your service offerings?

Estate Planning

Insurance Planning

Comprehensive Financial Planni...

Employee and Employer Plan Ben...

Social Security Planning

Tax Planning

Retirement Planning

Investment Planning

Do you have an area of expertise or specialization?

College/Education Planning

Investment Advice with Ongoing...

Novice Investors

Retirement Plan Investment Adv...

Retirement Planning & Distribu...

Tax Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Alfredo Fernandez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

July 15, 2025 - Present

PCB CAPITAL LLC

Office #1: 557 Cranbury Rd Suite 16, East Brunswick, NJ 08816

RIA

CRD#: 309784

EAST BRUNSWICK, NJ

Past

May 14, 2024 - September 26, 2024

OMNI 360 WEALTH, INC.

RIA

CRD#: 124878

PLAINSBORO, NJ

Past

April 8, 2019 - May 14, 2024

WEINGARTEN ASSOCIATES, L.L.C.

RIA

CRD#: 127718

LAWRENCEVILLE, NJ

Past

October 12, 2017 - September 25, 2018

SIGNET FINANCIAL MANAGEMENT, LLC

RIA

CRD#: 105310

PARSIPPANY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PCB CAPITAL LLC

CRD#: 309784 / SEC#: 801-132736

RIA

Registered Investment Advisory firm - (5/7/2025 Approved)

New York

Registered Investment Advisory firm - (5/21/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(7/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/13/2017

Uniform Investment Adviser Law Examination

Current Firm

PCB CAPITAL LLC

CRD#: 309784 / SEC#: 801-132736

RIA

Registered Investment Advisory firm - (5/7/2025 Approved)

New York

Registered Investment Advisory firm - (5/21/2025 Terminated)

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Contact information

Main Address

557 Cranbury Rd Suite 16, East Brunswick, NJ 08816

Mailing Address

Phone number

(732) 634-3620

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE SUPPLEMENT (5/21/2025)

Regulatory assets under management

Total Number of Accounts	476
AUM (Assets Under Management)	$ 122,514,248

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Frank A. Fernandez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Alfredo Fernandez's CRS (Customer Relationship Summary).

Certified licenses

Experience

PCB CAPITAL LLC

OMNI 360 WEALTH, INC.

WEINGARTEN ASSOCIATES, L.L.C.

SIGNET FINANCIAL MANAGEMENT, LLC

Primary Firm SEC Registration

PCB CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/13/2017

Current Firm

PCB CAPITAL LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PCB CAPITAL LLC

TRUST BUT VERIFY

Contact information

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