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Amber J. Netherton
NIKULSKI FINANCIAL
Bettendorf, IA 52722
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CRD#: 6851326
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Professional summary
Amber Jean Netherton is a registered financial advisor currently at NIKULSKI FINANCIAL, INC. located in Bettendorf, Iowa.
Amber is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Amber has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Amber Jean Netherton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 24, 2017 - Present
NIKULSKI FINANCIAL, INC.
Office #1: 4275 Ontario Drive, Bettendorf, IA 52722RIA
CRD#: 151569
Bettendorf, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NIKULSKI FINANCIAL, INC.
NIKULSKI FINANCIAL, INC.
CRD#: 151569 / SEC#: 801-109933
RIA
Registered Investment Advisory firm - (2/8/2017 Approved)Colorado
Registered Investment Advisory firm - (2/16/2017 Terminated)Illinois
Registered Investment Advisory firm - (2/8/2017 Terminated)Iowa
Registered Investment Advisory firm - (2/14/2017 Terminated)Louisiana
Registered Investment Advisory firm - (2/13/2017 Terminated)Texas
Registered Investment Advisory firm - (2/13/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(8/24/2017)
Current Firm
NIKULSKI FINANCIAL, INC.
NIKULSKI FINANCIAL, INC.
CRD#: 151569 / SEC#: 801-109933
RIA
Registered Investment Advisory firm - (2/8/2017 Approved)Colorado
Registered Investment Advisory firm - (2/16/2017 Terminated)Illinois
Registered Investment Advisory firm - (2/8/2017 Terminated)Iowa
Registered Investment Advisory firm - (2/14/2017 Terminated)Louisiana
Registered Investment Advisory firm - (2/13/2017 Terminated)Texas
Registered Investment Advisory firm - (2/13/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4275 Ontario Drive, Bettendorf, IA 52722
Mailing Address
Phone number
(563) 344-0118
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,377 |
| AUM (Assets Under Management) | $ 370,467,092 |
Red Flags
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Company Information
NIKULSKI FINANCIAL, INC.
CRD#: 151569Bettendorf, IA 52722TRUST BUT VERIFY
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