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Nicholas J. Alessandrini

HRC FUND ASSOCIATES
New York, NY 10005
Some features on this profile are disabled
CRD#: 6851266
NA

Professional summary

Nicholas Joseph Alessandrini is a registered financial professional currently at HRC FUND ASSOCIATES, LLC located in New York, New York.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2023. Nicholas has worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Joseph Alessandrini's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 23, 2023 - Present

HRC FUND ASSOCIATES, LLC

Office #1: 88 Pine Street 31st Floor, Suite 3101, New York, NY 10005
BD
CRD#: 142846
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/24/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 5/24/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/23/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/24/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

HF
HRC FUND ASSOCIATES, LLC
D/B/A TIVIRA PARTNERS | MMB SECURITIES LLC | LIBERTY STREET SECURITIES LLC | HRC FUND ASSOCIATES, LLC

CRD#: 142846 / SEC#: , 8-67496

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
88 Pine Street 31st Floor, Suite 3101, New York, NY 10005
Mailing Address
88 Pine Street 31st Floor, Suite 3101, New York, NY 10005
Phone number
(212) 240-9726
Established
Delaware since 06/23/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (42 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DANIELS, SCOTT DAVIDMEMBER; FINOP, CFO1912249
FONTANA, VICTOR J JR.CONTROLLER6054744
FONTANA, VICTOR JOSEPHMEMBER, PRESIDENT, COO1240936
HILL, RAYMOND ALEXANDER IIIMEMBER1950094
REICK, TIMOTHY WILLIAMCEO, MEMBER4384534
THE DANIELS GST TRUSTMEMBER
THE FONTANA GST TRUSTMEMBER
THE RAYMOND HILL GST TRUSTMEMBER
DANIELS, SCOTT DAVIDTRUSTEE - THE FONTANA GST TRUST1912249
DANIELS, SCOTT DAVIDTRUSTEE - THE RAYMOND HILL GST TRUST1912249
DANIELS, TERI ANNTRUSTEE - THE DANIELS GST TRUST6154120
FONTANA, CHRISTINE LYNNTRUSTEE - THE FONTANA GST TRUST6153900
FONTANA, VICTOR JOSEPHTRUSTEE - THE DANIELS GST TRUST1240936
NOWACK, ANDREW PETERCCO, GENERAL COUNSEL2488500

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HRC FUND ASSOCIATES, LLC

CRD#: 142846New York, NY 10005

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