JP
Jacob V. Potter
SFC FINANCIAL LLC
ST. LOUIS, MO 63127
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CRD#: 6850874
JP
Professional summary
Jacob Victor Potter is a registered financial advisor currently at SFC FINANCIAL LLC located in St. Louis, Missouri.
Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jacob has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) SWINK COPLEN & COMPANY PC. NOT INVESTMENT-RELATED. 3890 SOUTH LINDBERGH BLVD, SUITE 200, ST. LOUIS, MO 63127. CPA FIRM. SHAREHOLDER & DIRECTOR OF TAX. START 06/1999. 180 HOURS PER MONTH DURING SECURITIES TRADING HOURS. DUTIES: MANAGE TAX DEPARTMENT. (2) NINJA INVESTMENTS LLC. NOT INVESTMENT-RELATED. 4732 BRUNSTON DRIVE, ST. LOUIS, MO 63128. RENTAL REAL ESTATE. MANAGING MEMBER. START 07/21/2015. 5 HOURS PER MONTH; ZERO HOURS DURING TRADING HOURS. DUTIES: MANAGEMENT AND ACCOUNTING FOR LLC. (3) WILDROSE MANOR LLC. NOT INVESTMENT-RELATED. 4732 BRUNSTON DRIVE, ST. LOUIS, MO 63128. RENTAL REAL ESTATE. MANAGING MEMBER. START 09/19/2021. 5 HOURS PER MONTH; ZERO HOURS DURING TRADING HOURS. DUTIES: MANAGEMENT AND ACCOUNTING FOR LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Victor Potter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 13, 2021 - Present
SFC FINANCIAL LLC
Office #1: 3890 South Lindbergh Blvd. Suite 200, St. Louis, MO 63127RIA
CRD#: 129817
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SFC FINANCIAL LLC
SFC FINANCIAL LLC
CRD#: 129817 / SEC#: 801-107167
RIA
Registered Investment Advisory firm - (1/22/2016 Approved)Missouri
Registered Investment Advisory firm - (1/22/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(12/13/2021)
Current Firm
SF
SFC FINANCIAL LLC
SFC FINANCIAL LLC
CRD#: 129817 / SEC#: 801-107167
RIA
Registered Investment Advisory firm - (1/22/2016 Approved)Missouri
Registered Investment Advisory firm - (1/22/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3890 S. Lindbergh Blvd Suite 200, Sunset Hills, MO 63127-1391
Mailing Address
Phone number
(314) 842-2001
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 243 |
| AUM (Assets Under Management) | $ 180,863,049 |
Red Flags
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