Supreet S. Saini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Supreet Singh Saini, who also goes by Supreet Singh Saini, Supreet Saini, Supreet S Saini, was a registered financial professional .
Supreet is a previously registered financial professional and started their career in finance in 2018. Supreet had worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2020 - August 15, 2023
STOUT CAPITAL, LLC
March 28, 2018 - May 15, 2020
HOULIHAN LOKEY CAPITAL, INC.
State Registrations and Notice Filings
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Exams
Current Firm
STOUT CAPITAL, LLC
CRD#: 127302 / SEC#: , 8-65979
Contact information
FINRA licenses (38 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
