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TR

Teresa A. Roop

TCP ASSET MANAGEMENT
Amarillo, TX 79101
Some features on this profile are disabled
CRD#: 6850719
TR

Professional summary

Teresa Ann Roop, who also goes by Teresa A Campbell, Teresa Ann Campbell, is a registered financial advisor currently at TCP ASSET MANAGEMENT, LLC located in Amarillo, Texas and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Amarillo, Texas.

Teresa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Teresa has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Teresa A Campbell | Teresa Ann Campbell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Teresa Ann Roop's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 7, 2026 - Present

TCP ASSET MANAGEMENT, LLC

Office #1: 301 S. Polk Ste. 420, Amarillo, TX 79101
RIA
CRD#: 286037
Amarillo, TX
Current

September 15, 2020 - Present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Office #1: 301 S. Polk Ste. 420, Amarillo, TX 79101
RIA
BD
CRD#: 20804
Amarillo, TX
Past

April 23, 2025 - March 9, 2026

DALE BUCKNER, INC.

RIA
CRD#: 116342
Amarillo, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TCP ASSET MANAGEMENT, LLC
TCP ASSET MANAGEMENT, LLC | TRENDENCY CAPITAL PARTNERS, LLC

CRD#: 286037 / SEC#: 801-108836

RIA
Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(9/16/2020)
IAR
Texas
(1/7/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/12/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/10/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/31/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 9/15/2020
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/21/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

TA
TCP ASSET MANAGEMENT, LLC
TCP ASSET MANAGEMENT, LLC | TRENDENCY CAPITAL PARTNERS, LLC

CRD#: 286037 / SEC#: 801-108836

RIA
Registered Investment Advisory firm - (1/3/2017 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
5000 Horizons Drive, Upper Arlington, OH 43220
Mailing Address
Phone number
(614) 761-9378
Established
Firm type
Fiscal year end
# of Employees
43

SEC notice filing (31 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TCP ASSET MANAGMENT, LLC FIRM BROCHURE (2/13/2026)

Regulatory assets under management

Total Number of Accounts5,021
AUM (Assets Under Management)$ 1,182,711,742

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TCP ASSET MANAGEMENT, LLC

CRD#: 286037Amarillo, TX 79101

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