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MP

Michael A. Partlow

MONARCH WEALTH STRATEGIES
Los Angeles, CA 90028
Some features on this profile are disabled
CRD#: 6850568
MP

Professional summary


Michael A Partlow, who also goes by Michael Allen Partlow, Michael A Partlow, Michael Partlow, is a registered financial advisor currently at MONARCH WEALTH STRATEGIES located in Los Angeles, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Michael has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Michael Allen Partlow | Michael A Partlow | Michael Partlow

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Michael A Partlow's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 6, 2024 - Present

MONARCH WEALTH STRATEGIES

Office #1: 6430 Sunset Blvd., Suite 1433, Los Angeles, CA 90028
RIA
CRD#: 136029
Los Angeles, CA
Past

July 21, 2022 - July 5, 2023

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SAN DIEGO, CA
Past

January 14, 2020 - April 7, 2022

TD AMERITRADE, INC.

BD
CRD#: 7870
SAN DIEGO, CA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MONARCH WEALTH STRATEGIES
MAY WEALTH MANAGEMENT GROUP | MONARCH WEALTH STRATEGIES | MAY, SHERI LYNN

CRD#: 136029 / SEC#: 801-118775

RIA
Registered Investment Advisory firm - (5/22/2020 Approved)
California
Registered Investment Advisory firm - (10/6/2020 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(12/6/2024)

Exams


State Security Law Exam
IAR
Series 65
Date: 6/29/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/14/2020
General Securities Representative Examination
General Industry/Product Exam

Current Firm


MW
MONARCH WEALTH STRATEGIES
MAY WEALTH MANAGEMENT GROUP | MONARCH WEALTH STRATEGIES | MAY, SHERI LYNN

CRD#: 136029 / SEC#: 801-118775

RIA
Registered Investment Advisory firm - (5/22/2020 Approved)
California
Registered Investment Advisory firm - (10/6/2020 Terminated)
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Contact information


Main Address
222 East Carillo Street Suite 208, Santa Barbara, CA 93101
Mailing Address
Phone number
(805) 564-0800
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (11 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MONARCH WEALTH STRATEGIES PART 2A (3/28/2025)

Regulatory assets under management


Total Number of Accounts976
AUM (Assets Under Management)$ 434,765,478

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MONARCH WEALTH STRATEGIES

CRD#: 136029Los Angeles, CA 90028

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