Anna B. Pottle

POTTLE FINANCIAL SERVICES,

Pinehurst, NC 28374

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CRD#: 6850460

Professional summary

Anna Bair Pottle is a registered financial advisor currently at POTTLE FINANCIAL SERVICES, INC located in Pinehurst, North Carolina.

Anna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Anna has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Bair Financial LLC Non Investment-Related Address: 2803 Anderson Drive, Raleigh, NC 27608 Small Business Consulting Services / Financial Modeling President Start Date: 04/2017 Approximate Hours/Month Devoted to Bair Financial LLC: 50% of Hours Worked, 80-90 Regular Hours/Month Number of Hours Devoted to Bair Financial LLC During Securities Trading Hours: 50% of Available Hours Duties: I am the President of Bair Financial LLC. I assist small to mid-size, privately held companies and non-profits with financial and business-related modeling. I always disclose that Pottle Financial Services, Inc. is a priority and I act as a fiduciary, placing clients' needs first.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Bair Pottle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2017 - Present

POTTLE FINANCIAL SERVICES, INC

Office #1: 120 Applecross Rd., Pinehurst, NC 28374

RIA

CRD#: 140181

Pinehurst, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(8/23/2017)

IAR

Texas
(5/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/10/2017

Uniform Investment Adviser Law Examination

Current Firm

POTTLE FINANCIAL SERVICES, INC

CRD#: 140181 / SEC#:

North Carolina

Registered Investment Advisory firm - (5/25/2006 Approved)

Texas

Registered Investment Advisory firm - (5/24/2021 Approved)

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Contact information

Main Address

120 Applecross Rd., Pinehurst, NC 28374

Mailing Address

P.o. Box 143, Southern Pines, NC 28388

Phone number

(910) 690-6527

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	116
AUM (Assets Under Management)	$ 55,804,311

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anna B. Pottle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Bair Pottle's CRS (Customer Relationship Summary).

Certified licenses

Experience

POTTLE FINANCIAL SERVICES, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/10/2017

Current Firm

POTTLE FINANCIAL SERVICES, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

POTTLE FINANCIAL SERVICES, INC

TRUST BUT VERIFY

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