AP
Anna B. Pottle
POTTLE FINANCIAL SERVICES
Pinehurst, NC 28374
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CRD#: 6850460
AP
Professional summary
Anna Bair Pottle is a registered financial advisor currently at POTTLE FINANCIAL SERVICES, INC located in Pinehurst, North Carolina.
Anna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Anna has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Anna Bair Pottle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 23, 2017 - Present
POTTLE FINANCIAL SERVICES, INC
Office #1: 120 Applecross Rd., Pinehurst, NC 28374RIA
CRD#: 140181
Pinehurst, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(8/23/2017)
IAR
Texas(5/24/2021)
Current Firm
PF
POTTLE FINANCIAL SERVICES, INC
POTTLE FINANCIAL SERVICES, INC
CRD#: 140181 / SEC#:
North Carolina
Registered Investment Advisory firm - (5/25/2006 Approved)Texas
Registered Investment Advisory firm - (5/24/2021 Approved)PREMIUM
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Contact information
Main Address
120 Applecross Rd., Pinehurst, NC 28374
Mailing Address
P.o. Box 143, Southern Pines, NC 28388
Phone number
(910) 690-6527
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 116 |
| AUM (Assets Under Management) | $ 55,804,311 |
Red Flags
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