John Gormley
Professional summary
John Gormley, who also goes by John R Gormley, John Richard Gormley, John Gormley, is a registered financial advisor currently at GOSHEN CAPITAL LLC located in West Chester, Pennsylvania.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. John has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Gormley's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 13, 2022 - Present
GOSHEN CAPITAL LLC
March 5, 2021 - October 29, 2022
MORGAN STANLEY
November 9, 2020 - October 29, 2022
MORGAN STANLEY
August 22, 2017 - December 22, 2020
IRONVIEW CAPITAL MANAGEMENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/13/2022)
Exams
Series 7TO
Date: 3/5/2021
General Securities Representative ExaminationCurrent Firm
GOSHEN CAPITAL LLC
CRD#: 323625 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 20,635,160 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
