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JV

Joseph Valentic

BLUE DIAMOND SECURITIES OF AMERICA LLC
WOODSIDE, NY 11377
Some features on this profile are disabled
CRD#: 6850267
JV

Professional summary

Joseph Valentic is a registered financial professional currently at BLUE DIAMOND SECURITIES OF AMERICA LLC located in Woodside, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2018. Joseph has worked at 4 firms and has passed the Series 66, Series 82TO, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Valentic's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 18, 2025 - Present

BLUE DIAMOND SECURITIES OF AMERICA LLC

Office #1: 60-20 Woodside Ave Suite 204, Woodside, NY 11377
BD
CRD#: 158821
WOODSIDE, NY
Past

November 22, 2023 - November 22, 2024

CATHAY SECURITIES, INC.

BD
CRD#: 21821
NEW YORK, NY
Past

May 2, 2023 - November 20, 2023

IGM BROKERAGE

BD
CRD#: 310654
RALEIGH, NC
Past

February 12, 2020 - November 27, 2023

HCC SECURITIES GROUP, INC

BD
CRD#: 16861
JENKINTOWN (MONTGOMERY), PA
Past

March 22, 2018 - November 21, 2018

HCC SECURITIES GROUP, INC

BD
CRD#: 16861
JENKINTOWN (MONTGOMERY), PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Michigan
(2/18/2025)
RR
New York
(2/18/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/29/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 5/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 11/14/2020
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/22/2018
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/9/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BD
BLUE DIAMOND SECURITIES OF AMERICA LLC
BLUE DIAMOND SECURITIES OF AMERICA LLC | NOVAHILL PARTNERS, LLC | I(X) SECURITIES, LLC

CRD#: 158821 / SEC#: , 8-68928

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
40 Wall St Ste 2931, New York, NY 10005
Mailing Address
9000 Keystone Crossing 7th Fl Attn: Matthew Reynolds, Indianapolis, IN, 46240
Phone number
(312) 399-4932
Established
Virginia since 10/06/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HASAN, RUSERIM SENOCEO1315687
CHIU, PETER FMEMBER8015031
REYNOLDS, MATTHEW MARKFINOPS4077413
REYNOLDS, MATTHEW MARKPRESIDENT, PRINCIPAL4077413
REYNOLDS, MATTHEW MARKCHIEF COMPLIANCE OFFICER4077413

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLUE DIAMOND SECURITIES OF AMERICA LLC

CRD#: 158821Woodside, NY 11377

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