Matthew B. Borish

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CRD#: 6850257

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matthew Bernard Borish, who also goes by Matt Borish, was a registered financial professional .

Matthew is a previously registered financial professional and started their career in finance in 2018. Matthew had worked at 6 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Matt Borish

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Office of Michael Gainer, 1 Belmont Ave, Ste 1100, Bala Cynwyd, PA 19004, Registered Representative, June 2022 to present, 160 hours per month, investment related.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 9, 2023 - March 31, 2023

ROCKWOOD WEALTH MANAGEMENT, LLC

RIA

CRD#: 137481

NEW HOPE, PA

Past

June 27, 2022 - December 19, 2022

EQUITABLE ADVISORS, LLC

CRD#: 6627

BALA CYNWYD, PA

Past

June 24, 2022 - December 19, 2022

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

BALA CYNWYD, PA

Past

December 3, 2021 - January 18, 2022

ADVISORY SERVICES NETWORK

RIA

CRD#: 146051

Souderton, PA

Past

November 5, 2019 - September 21, 2021

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

Nashville, TN

Past

October 30, 2019 - September 21, 2021

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

Nashville, TN

Past

April 2, 2018 - August 13, 2019

WEALTHCARE CAPITAL MANAGEMENT LLC

RIA

CRD#: 111119

West Chester, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROCKWOOD WEALTH MANAGEMENT, LLC

BOOTH ADVISORY GROUP, LLC | ROCKWOOD WEALTH MANAGEMENT, LLC

CRD#: 137481 / SEC#: 801-69884

RIA

Registered Investment Advisory firm - (1/26/2009 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/27/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/5/2020

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/2/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/5/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/3/2019

Securities Industry Essentials Examination

Current Firm

ROCKWOOD WEALTH MANAGEMENT, LLC

BOOTH ADVISORY GROUP, LLC | ROCKWOOD WEALTH MANAGEMENT, LLC

CRD#: 137481 / SEC#: 801-69884

RIA

Registered Investment Advisory firm - (1/26/2009 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/27/2009 Terminated)

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Contact information

Main Address

6464 Lower York Road, New Hope, PA 18938

Mailing Address

Phone number

(267) 983-6400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWM ADV PART2A BROCHURE (2/20/2025)

Regulatory assets under management

Total Number of Accounts	4,476
AUM (Assets Under Management)	$ 2,185,443,848

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/20/2023	Cover Page	Report
02/02/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew B. Borish

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

ADVISORY SERVICES NETWORK

ALLIANCEBERNSTEIN INVESTMENTS, INC.

ALLIANCEBERNSTEIN L.P.

WEALTHCARE CAPITAL MANAGEMENT LLC

Primary Firm SEC Registration

ROCKWOOD WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/5/2020

Series 65

Date: 4/2/2018

Series 7TO

Date: 11/5/2019

SIE

Date: 10/3/2019

Current Firm

ROCKWOOD WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ROCKWOOD WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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