Nicholas J. Luciano
Professional summary
Nicholas John Luciano, who also goes by Nick J Luciano, is a registered financial professional currently at MFS FUND DISTRIBUTORS, INC. located in West Hartford, Connecticut.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2017. Nicholas has worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas John Luciano's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 6, 2017 - Present
MFS FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/6/2017)
(11/6/2017)
Exams
FINRA
Current Firm
MFS FUND DISTRIBUTORS, INC.
CRD#: 31052 / SEC#: , 8-45321
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS FINANCIAL SERVICES COMPANY | PARENT COMPANY | |
| GEREMIA, CAROL WILLIAM | DIRECTOR AND CHAIRMAN OF THE BOARD | 1456883 |
| HARDIN, HEIDI WALTER | SECRETARY | 2619251 |
| HUNT, MICHAEL ANDREW | CHIEF COMPLIANCE OFFICER | 4150065 |
| KEENAN, MICHAEL SEAN | PRESIDENT AND DIRECTOR | 2324763 |
| SMELSTOR, JOSEPH JOHN IV | TREASURER AND SENIOR GROUP CONTROLLER | 6247186 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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