Arthur R. Mccammon

GULFSTREAM CAPITAL

Knoxville, TN 37919

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CRD#: 6849813

Professional summary

Arthur Raleigh Mccammon, who also goes by Arthur Raleigh Mccammon IV, is a registered financial advisor currently at GULFSTREAM CAPITAL located in Knoxville, Tennessee.

Arthur is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Arthur has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Arthur Raleigh Mccammon Iv

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Trust First, Inc. is an investment-related business as a brokerage firm. The address is 265 Brookview Centre Way Suite 205 Knoxville, TN 37919. I work as a part-time bookkeeper and administrator for this company. I began this work on 1/4/2021 and I devote approximately 16 hours per week during trading hours to this work. My duties include clerical work, bookkeeping of the companies' bank accounts, and general administrative work.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arthur Raleigh Mccammon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2019 - Present

GULFSTREAM CAPITAL

Office #1: 5731 Lyons View Pike Suite 214, Knoxville, TN 37919

RIA

CRD#: 165832

Knoxville, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(3/21/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/21/2019

Uniform Investment Adviser Law Examination

Current Firm

GULFSTREAM CAPITAL

GULFSTREAM CAPITAL | GULFSTREAM WEALTH MANAGEMENT, LLC | GULFSTREAM CAPITAL LLC | GULFSTREAM CAPITAL CORPORATION

CRD#: 165832 / SEC#:

California

Registered Investment Advisory firm - (12/26/2024 Terminated)

Colorado

Registered Investment Advisory firm - (2/11/2020 Approved)

North Carolina

Registered Investment Advisory firm - (7/16/2014 Approved)

Tennessee

Registered Investment Advisory firm - (1/25/2013 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

5731 Lyons View Pike Suite 214, Knoxville, TN 37919

Mailing Address

Phone number

(865) 888-6737

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	416
AUM (Assets Under Management)	$ 74,602,809

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/27/2025	Cover Page	Report
01/29/2024	Cover Page	Report
01/12/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Arthur R. Mccammon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arthur Raleigh Mccammon's CRS (Customer Relationship Summary).

Certified licenses

Experience

GULFSTREAM CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 3/21/2019

Current Firm

GULFSTREAM CAPITAL

Contact information

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GULFSTREAM CAPITAL

TRUST BUT VERIFY

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