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Mallory Warren

Mallory Warren

AERDEN LLC | Financial Consultant
HUNTERSVILLE, NC
Some features on this profile are disabled
CRD#: 6849360
Mallory Warren

Professional summary

Mallory Warren, CFP®, who also goes by Mallory Elizabeth Warren, is a registered financial advisor currently at AERDEN LLC located in Huntersville, North Carolina.

Mallory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Mallory has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Biography

My clients can rely on me to build relationships focused on trust, communication, and dedication. Our partnership will be centered around navigating the many financial decisions you face through life's different stages and milestones. My process, beliefs and values are all based on helping co-create a wealth management strategy for you and your loved ones now and in years to come.

Question & Answer

What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes

Aliases

Mallory Elizabeth Warren

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mallory Warren's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2020

Education

Western Carolina University

Bachelor of Business Administration - Marketing

2016

Experience

Current

March 2, 2026 - Present

AERDEN LLC

RIA
CRD#: 339595
HUNTERSVILLE, NC
Past

March 31, 2025 - August 6, 2025

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
PHOENIX, AZ
Past

April 9, 2021 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
PHOENIX, AZ
Past

April 2, 2021 - August 6, 2025

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
PHOENIX, AZ
Past

October 13, 2017 - April 6, 2021

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(3/2/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 10/20/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/13/2017
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 4/29/2022
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 3/2/2022
General Securities Sales Supervisor - Options Module Examination

Current Firm

AL
AERDEN LLC
AERDEN LLC | AERDEN PLANNING

CRD#: 339595 / SEC#:

North Carolina
Registered Investment Advisory firm - (3/2/2026 Approved)
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Contact information

Main Address
Huntersville, NC
Mailing Address
Phone number
(704) 579-1340
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AERDEN LLC

Financial ConsultantCRD#: 339595Huntersville, NC

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Contact information

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xxxxx@xxxx.xxx

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