RV
Russell J. Valdez
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CRD#: 6848498
RV
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell James Valdez was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 2018. Russell had worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)
ENTITY/FUND: Suntex
Address:17330 Preston Road, Suite 220A, Dallas, Texas 75252
Officers: Board member
Investment Related: Yes
Start Date: 4/6/2017
Hours: 8hrs/week (during trading hours)
Description of Duties: Board Member
2)
Entity: DB Aviator Holdings
Address: 18851 NE 29th Avenue, Suite 518, Aventura, Florida 33180
Officers: Board member
Investment Related: Yes
Start Date: 3/25/2017
Hours: 4 hrs/week (during trading hours)
Description of Duties: Board Member
3)
Entity: Maritime Finance Corp
Address: 31 Victoria Street, Hamilton, HM 10, Bermuda
Officers: Board Member
Investment Related: Yes
Start Date: 7/1/2016
Hours: 3 hours/week (during trading hours)
Description of Duties: Board Member
4)
Entity: Stone Point Capital
Address: 20 Horseneck Lane Greenwich, CT 06830
Officers: LPAC Committee Member for Fund VII
Investment Related: Yes
Start Date: 1/1/2017
Hours: 3 hours/week (during trading hours)
Description of Duties: Oversee potential conflict related matters pertaining to the fund
5)
Entity: Lantern
Address: 300 Crescent Court, Suite 1100, Dallas, TX 75201
Officers: LPAC Member
Investment Related: Yes
Start Date: 5/1/2016
Hours: 2 hours/week (during trading hours)
Description of Duties: Oversee potential conflict related matters pertaining to the fund
6)
Entity: Centerbridge
Address: 375 Park Avenue, 12th Floor, New York, NY 10152
Officers: LPAC Member for Special Credit III
Investment Related: Yes
Start Date: 6/30/2016
Hours: 1 hour/month (during trading hours)
Description of Duties: Oversee potential conflict related matters pertaining to the fund
7)
Entity: Atalaya
Address: 780 Third Avenue, 27th Floor New York, NY 10017
Officers:LPAC Member for Atalaya Fund on behalf of Dislocation
Investment Related: Yes
Start Date: 1/1/2015
Hours: 1 hour/quarter (during trading hours)
Description of Duties: Oversee potential conflict related matters pertaining to the fund
8)
Entity: Logix Communications
Address: 1900 K Street, Suite 1130, Washington, DC 20006
Officers: Board Member
Investment Related: Yes
Start Date: 6/30/2016
Hours: 2 hours/week (during trading hours)
Description of Duties: Board Member
9)
Entity: Spartan Aviation 1 JVC Holdings Limited
Address: 3700 N. Capital of Texas Hwy, Suite 530 Austin, TX 78746
Officers: Board Member
Investment Related: Yes
Start Date: 9/1/2017
Hours: 8 hours/week (During trading hours)
Description of Duties: Board Member
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
January 2, 2018 - December 31, 2023
WAFRA INC.
RIA
CRD#: 108673
Austin, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WI
WAFRA INC.
WAFRA INC. | WAFRA INVESTMENT ADVISORY GROUP, INC.
CRD#: 108673 / SEC#: 801-23491
RIA
Registered Investment Advisory firm - (2/15/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
Current Firm
WI
WAFRA INC.
WAFRA INC. | WAFRA INVESTMENT ADVISORY GROUP, INC.
CRD#: 108673 / SEC#: 801-23491
RIA
Registered Investment Advisory firm - (2/15/1985 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
345 Park Avenue, New York, NY 10154-0101
Mailing Address
Phone number
(212) 759-3700
Established
Firm type
Fiscal year end
# of Employees
154
Regulatory assets under management
| Total Number of Accounts | 106 |
| AUM (Assets Under Management) | $ 27,588,222,003 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/14/2025 | ||
| 07/31/2024 | ||
| 01/30/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
