MB
Michael P. Barrett
SANTANDER SECURITIES LLC
Wakefield, RI 02879
Some features on this profile are disabled
CRD#: 6848480
MB
Professional summary
Michael Patrick Barrett, who also goes by Michael Patrick Barrett, is a registered financial advisor currently at SANTANDER SECURITIES LLC located in Wakefield, Rhode Island.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Michael has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Patrick Barrett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Patrick Barrett's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Patrick Barrett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 30, 2024 - Present
SANTANDER SECURITIES LLC
Office #1: 20a Main Street, Wakefield, RI 02879Office #2: 3237 Berlin Turnpike, Newington, CT 06111Office #3: 105 Meriden Road, Waterbury, CT 06705Office #4: 1221 Silas Deane Highway, Wethersfield, CT 06109Office #5: 1025 Smith Street, Providence, RI 02908Office #6: 1927 Post Road, Warwick, RI 02886Office #7: 131 Elmgrove Avenue, Providence, RI 02906Office #8: 765 Main Street, East Greenwich, RI 02818Office #9: 272 County Road, Barrington, RI 02806Office #10: 40 Hazard Avenue, Enfield, CT 06082Office #11: 1765 Ellington Road, South Windsor, CT 06074Office #12: 590 Sumner Avenue, Springfield, MA 01108Office #13: 934 Silver Lane, East Hartford, CT 06118Office #14: 1010 Farmington Avenue, West Hartford, CT 06107Office #15: 568 Franklin Avenue, Hartford, CT 06114Office #16: 140 Hebron Avenue, Glastonbury, CT 06033Office #17: 410 Putnam Pike, Smithfield, RI 02917Office #18: 292 Thames Street, Newport, RI 02840Office #19: Slavin Center, Providence, RI 02918Office #20: One Financial Plaza, Providence, RI 02903Office #21: 215 Main Street, Pawtucket, RI 02860Office #22: 555 Reservoir Avenue, Cranston, RI 02910Office #23: 225 Atwood Avenue, Cranston, RI 02920Office #24: 342 North Main Street, West Hartford, CT 06117Office #25: 394 West Main Street, Avon, CT 06001Office #26: 6 Federal Street, Bristol, CT 06010Office #27: 235 Queen Street, Southington, CT 06489RIA
BD
CRD#: 41791
Wakefield, RI
Current
August 30, 2024 - Present
SANTANDER SECURITIES LLC
Office #1: 20a Main Street, Wakefield, RI 02879Office #2: 3237 Berlin Turnpike, Newington, CT 06111Office #3: 105 Meriden Road, Waterbury, CT 06705Office #4: 1221 Silas Deane Highway, Wethersfield, CT 06109Office #5: 1025 Smith Street, Providence, RI 02908Office #6: 1927 Post Road, Warwick, RI 02886Office #7: 131 Elmgrove Avenue, Providence, RI 02906Office #8: 765 Main Street, East Greenwich, RI 02818Office #9: 272 County Road, Barrington, RI 02806Office #10: 40 Hazard Avenue, Enfield, CT 06082Office #11: 1765 Ellington Road, South Windsor, CT 06074Office #12: 590 Sumner Avenue, Springfield, MA 01108Office #13: 934 Silver Lane, East Hartford, CT 06118Office #14: 1010 Farmington Avenue, West Hartford, CT 06107Office #15: 568 Franklin Avenue, Hartford, CT 06114Office #16: 140 Hebron Avenue, Glastonbury, CT 06033Office #17: 410 Putnam Pike, Smithfield, RI 02917Office #18: 292 Thames Street, Newport, RI 02840Office #19: Slavin Center, Providence, RI 02918Office #20: One Financial Plaza, Providence, RI 02903Office #21: 215 Main Street, Pawtucket, RI 02860Office #22: 555 Reservoir Avenue, Cranston, RI 02910Office #23: 225 Atwood Avenue, Cranston, RI 02920Office #24: 342 North Main Street, West Hartford, CT 06117Office #25: 394 West Main Street, Avon, CT 06001Office #26: 6 Federal Street, Bristol, CT 06010Office #27: 235 Queen Street, Southington, CT 06489RIA
BD
CRD#: 41791
Wakefield, RI
Past
August 12, 2021 - August 16, 2024
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
JOHNSTON, RI
Past
August 12, 2021 - August 16, 2024
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
JOHNSTON, RI
Past
August 10, 2020 - August 2, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LINCOLN, RI
Past
August 3, 2020 - August 2, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
LINCOLN, RI
Past
November 1, 2017 - July 3, 2020
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
JOHNSTON, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/7/2025)
RR
Alaska(7/7/2025)
RR
Arizona(7/7/2025)
RR
Arkansas(7/7/2025)
RR
California(4/11/2025)
RR
Colorado(7/7/2025)
RR
Connecticut(1/10/2025)
IAR
Connecticut(1/10/2025)
RR
Delaware(7/7/2025)
RR
District of Columbia(7/7/2025)
RR
Florida(3/24/2025)
RR
Georgia(7/7/2025)
RR
Hawaii(7/7/2025)
RR
Idaho(7/7/2025)
RR
Illinois(4/11/2025)
RR
Indiana(7/7/2025)
RR
Iowa(7/7/2025)
RR
Kansas(7/7/2025)
RR
Kentucky(7/7/2025)
RR
Louisiana(7/7/2025)
RR
Maine(7/7/2025)
RR
Maryland(7/3/2025)
RR
Massachusetts(9/11/2024)
IAR
Massachusetts(10/15/2024)
RR
Michigan(7/7/2025)
RR
Minnesota(7/7/2025)
RR
Mississippi(7/7/2025)
RR
Missouri(5/6/2025)
RR
Montana(7/7/2025)
RR
Nebraska(7/7/2025)
RR
Nevada(7/7/2025)
RR
New Hampshire(4/11/2025)
RR
New Jersey(4/11/2025)
RR
New Mexico(7/7/2025)
RR
New York(4/11/2025)
RR
North Carolina(4/11/2025)
RR
North Dakota(7/7/2025)
RR
Ohio(5/14/2025)
RR
Oklahoma(4/11/2025)
RR
Oregon(7/7/2025)
RR
Pennsylvania(4/11/2025)
RR
Rhode Island(8/30/2024)
IAR
Rhode Island(8/30/2024)
RR
South Carolina(4/11/2025)
RR
South Dakota(7/7/2025)
RR
Tennessee(5/13/2025)
RR
Texas(7/7/2025)
RR
Utah(7/7/2025)
RR
Vermont(4/11/2025)
RR
Virginia(4/11/2025)
RR
Washington(7/7/2025)
RR
West Virginia(7/7/2025)
RR
Wisconsin(4/11/2025)
RR
Wyoming(7/7/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Mailing Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Phone number
(866) 736-6475
Established
Delaware since 01/03/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
440
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| BOWLER, DANIEL P | CHIEF FINANCIAL OFFICER | 5354805 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| SCHMITZ, NICOLE | CHIEF OPERATIONS OFFICER | 2815862 |
| SMITH, MATTHEW PETER | NATIONAL BUSINESS DIRECTOR | 3209342 |
| SNYDER, JONATHAN ANDREW | PRESIDENT & CEO | 6514215 |
| VANNAH, JAMES DOUGLASS | CHIEF LEGAL OFFICER & SECRETARY | 5679595 |
| VILLANO, ALYSON NICOLE | DIRECTOR | 7473984 |
| WATSON, JONATHAN EDWARD | DIRECTOR | 7631421 |
Regulatory assets under management
| Total Number of Accounts | 10,401 |
| AUM (Assets Under Management) | $ 2,553,311,017 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SANTANDER SECURITIES LLC
CRD#: 41791Wakefield, RI 02879TRUST BUT VERIFY
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