MB
Michael P. Barrett
SANTANDER SECURITIES LLC
Newington, CT 06111
Some features on this profile are disabled
CRD#: 6848480
MB
Professional summary
Michael Patrick Barrett, who also goes by Michael Patrick Barrett, is a registered financial advisor currently at SANTANDER SECURITIES LLC located in Newington, Connecticut.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Michael has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Patrick Barrett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
New Pro Home Improvement event marketer 08/2019
CRS (Client Relationship Summary) - RIA
Click below to view Michael Patrick Barrett's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Patrick Barrett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 30, 2024 - Present
SANTANDER SECURITIES LLC
Office #1: 3237 Berlin Turnpike, Newington, CT 06111Office #2: 105 Meriden Road, Waterbury, CT 06705Office #3: 1221 Silas Deane Highway, Wethersfield, CT 06109Office #4: 1414 Atwood Avenue, Johnston, RI 02919Office #5: 62 Messenger Street, Plainville, MA 02762Office #6: 1025 Smith Street, Providence, RI 02908Office #7: 1927 Post Road, Warwick, RI 02886Office #8: 131 Elmgrove Avenue, Providence, RI 02906Office #9: 40 Hazard Avenue, Enfield, CT 06082Office #10: 1765 Ellington Road, South Windsor, CT 06074Office #11: 590 Sumner Avenue, Springfield, MA 01108Office #12: 934 Silver Lane, East Hartford, CT 06118Office #13: 1010 Farmington Avenue, West Hartford, CT 06107Office #14: 568 Franklin Avenue, Hartford, CT 06114Office #15: 140 Hebron Avenue, Glastonbury, CT 06033Office #16: 410 Putnam Pike, Smithfield, RI 02917Office #17: 622 George Washington Highway, Lincoln, RI 02865Office #18: 896 Tiogue Avenue, Coventry, RI 02816Office #19: 255 Newport Avenue, Rumford, RI 02916Office #20: 130 Taunton Avenue, Seekonk, MA 02771Office #21: 551 North Main Street, Providence, RI 02904Office #22: Slavin Center, Providence, RI 02918Office #23: 411 Social Street, Woonsocket, RI 02895Office #24: 252 Patriot Place, Foxboro, MA 02035Office #25: One Financial Plaza, Providence, RI 02903Office #26: 215 Main Street, Pawtucket, RI 02860Office #27: 555 Reservoir Avenue, Cranston, RI 02910Office #28: 225 Atwood Avenue, Cranston, RI 02920RIA
BD
CRD#: 41791
Newington, CT
Current
August 30, 2024 - Present
SANTANDER SECURITIES LLC
Office #1: 3237 Berlin Turnpike, Newington, CT 06111Office #2: 105 Meriden Road, Waterbury, CT 06705Office #3: 1221 Silas Deane Highway, Wethersfield, CT 06109Office #4: 1414 Atwood Avenue, Johnston, RI 02919Office #5: 62 Messenger Street, Plainville, MA 02762Office #6: 1025 Smith Street, Providence, RI 02908Office #7: 1927 Post Road, Warwick, RI 02886Office #8: 131 Elmgrove Avenue, Providence, RI 02906Office #9: 40 Hazard Avenue, Enfield, CT 06082Office #10: 1765 Ellington Road, South Windsor, CT 06074Office #11: 590 Sumner Avenue, Springfield, MA 01108Office #12: 934 Silver Lane, East Hartford, CT 06118Office #13: 1010 Farmington Avenue, West Hartford, CT 06107Office #14: 568 Franklin Avenue, Hartford, CT 06114Office #15: 140 Hebron Avenue, Glastonbury, CT 06033Office #16: 410 Putnam Pike, Smithfield, RI 02917Office #17: 622 George Washington Highway, Lincoln, RI 02865Office #18: 896 Tiogue Avenue, Coventry, RI 02816Office #19: 255 Newport Avenue, Rumford, RI 02916Office #20: 130 Taunton Avenue, Seekonk, MA 02771Office #21: 551 North Main Street, Providence, RI 02904Office #22: Slavin Center, Providence, RI 02918Office #23: 411 Social Street, Woonsocket, RI 02895Office #24: 252 Patriot Place, Foxboro, MA 02035Office #25: One Financial Plaza, Providence, RI 02903Office #26: 215 Main Street, Pawtucket, RI 02860Office #27: 555 Reservoir Avenue, Cranston, RI 02910Office #28: 225 Atwood Avenue, Cranston, RI 02920RIA
BD
CRD#: 41791
Newington, CT
Past
August 12, 2021 - August 16, 2024
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
JOHNSTON, RI
Past
August 12, 2021 - August 16, 2024
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
JOHNSTON, RI
Past
August 10, 2020 - August 2, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LINCOLN, RI
Past
August 3, 2020 - August 2, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
LINCOLN, RI
Past
November 1, 2017 - July 3, 2020
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
JOHNSTON, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/7/2025)
RR
Alaska(7/7/2025)
RR
Arizona(7/7/2025)
RR
Arkansas(7/7/2025)
RR
California(4/11/2025)
RR
Colorado(7/7/2025)
RR
Connecticut(1/10/2025)
IAR
Connecticut(1/10/2025)
RR
Delaware(7/7/2025)
RR
District of Columbia(7/7/2025)
RR
Florida(3/24/2025)
RR
Georgia(7/7/2025)
RR
Hawaii(7/7/2025)
RR
Idaho(7/7/2025)
RR
Illinois(4/11/2025)
RR
Indiana(7/7/2025)
RR
Iowa(7/7/2025)
RR
Kansas(7/7/2025)
RR
Kentucky(7/7/2025)
RR
Louisiana(7/7/2025)
RR
Maine(7/7/2025)
RR
Maryland(7/3/2025)
RR
Massachusetts(9/11/2024)
IAR
Massachusetts(10/15/2024)
RR
Michigan(7/7/2025)
RR
Minnesota(7/7/2025)
RR
Mississippi(7/7/2025)
RR
Missouri(5/6/2025)
RR
Montana(7/7/2025)
RR
Nebraska(7/7/2025)
RR
Nevada(7/7/2025)
RR
New Hampshire(4/11/2025)
RR
New Jersey(4/11/2025)
RR
New Mexico(7/7/2025)
RR
New York(4/11/2025)
RR
North Carolina(4/11/2025)
RR
North Dakota(7/7/2025)
RR
Ohio(5/14/2025)
RR
Oklahoma(4/11/2025)
RR
Oregon(7/7/2025)
RR
Pennsylvania(4/11/2025)
RR
Rhode Island(8/30/2024)
IAR
Rhode Island(8/30/2024)
RR
South Carolina(4/11/2025)
RR
South Dakota(7/7/2025)
RR
Tennessee(5/13/2025)
RR
Texas(7/7/2025)
RR
Utah(7/7/2025)
RR
Vermont(4/11/2025)
RR
Virginia(4/11/2025)
RR
Washington(7/7/2025)
RR
West Virginia(7/7/2025)
RR
Wisconsin(4/11/2025)
RR
Wyoming(7/7/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Mailing Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Phone number
(866) 736-6475
Established
Delaware since 01/03/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
440
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| BOWLER, DANIEL P | CHIEF FINANCIAL OFFICER | 5354805 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| CYLC, JOHN ALLAN II | NATIONAL BUSINESS DIRECTOR | 2917559 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| SCHMITZ, NICOLE | CHIEF OPERATIONS OFFICER | 2815862 |
| SNYDER, JONATHAN ANDREW | PRESIDENT & CEO | 6514215 |
| VANNAH, JAMES DOUGLASS | CHIEF LEGAL OFFICER & SECRETARY | 5679595 |
| VILLANO, ALYSON NICOLE | DIRECTOR | 7473984 |
| WATSON, JONATHAN EDWARD | DIRECTOR | 7631421 |
Regulatory assets under management
| Total Number of Accounts | 10,401 |
| AUM (Assets Under Management) | $ 2,553,311,017 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
