Virgil J. Cockerham
Professional summary
Virgil J Cockerham, who also goes by VIrgil Joseph Cockerham, is a registered financial professional currently at ALLIANCE-ONE INVESTMENTS, LLC located in Tulsa, Oklahoma.
Virgil is registered as a RR (Registered Representative) and started their career in finance in 2017. Virgil has worked at 3 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Virgil J Cockerham's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2023 - Present
ALLIANCE-ONE INVESTMENTS, LLC
Office #1: 4000 N Mingo Rd, Tulsa, OK 74116November 27, 2019 - August 15, 2022
ALLSTATE FINANCIAL SERVICES, LLC
October 6, 2017 - August 19, 2019
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 6/8/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025Tulsa, OK 74116TRUST BUT VERIFY
Monitor Virgil Cockerham
Get automatic monthly alerts on:
