Miguel Garcia Cardona
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Miguel Garcia Cardona, who also goes by Miguel A Garcia Cardona, was a registered financial professional .
Miguel is a previously registered financial professional and started their career in finance in 2018. Miguel had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2022 - December 31, 2025
SANCUS WEALTH MANAGEMENT LLC
March 23, 2021 - June 7, 2023
CLOUT CAPITAL ADVISORS LLC
March 27, 2018 - July 27, 2021
HARBOR ITHAKA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
SANCUS WEALTH MANAGEMENT LLC
CRD#: 313226 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 40 |
| AUM (Assets Under Management) | $ 6,263,543 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.