MG

Miguel Garcia Cardona

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CRD#: 6847966
MG

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Miguel Garcia Cardona, who also goes by Miguel A Garcia Cardona, was a registered financial professional .

Miguel is a previously registered financial professional and started their career in finance in 2018. Miguel had worked at 3 firms and has passed the Series 65 exam.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Miguel A Garcia Cardona

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 20, 2022 - December 31, 2025

SANCUS WEALTH MANAGEMENT LLC

RIA
CRD#: 313226
MIAMI, FL
Past

March 23, 2021 - June 7, 2023

CLOUT CAPITAL ADVISORS LLC

RIA
CRD#: 312777
MIAMI, FL
Past

March 27, 2018 - July 27, 2021

HARBOR ITHAKA

RIA
CRD#: 170580
MIAMI, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 11/30/2017
Uniform Investment Adviser Law Examination

Current Firm


SW
SANCUS WEALTH MANAGEMENT LLC
SANCUS WEALTH MANAGEMENT LLC | SANKUS WEALTH SOLUTIONS | SANKUS SOLUTIONS

CRD#: 313226 / SEC#:

Florida
Registered Investment Advisory firm - (6/29/2021 Approved)
Texas
Registered Investment Advisory firm - (11/19/2021 Approved)
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Contact information


Main Address
2000 South Dixie Highway Suite 110, Miami, FL 33133
Mailing Address
Phone number
(908) 499-1286
Established
Firm type
Fiscal year end
# of Employees
2

Regulatory assets under management


Total Number of Accounts40
AUM (Assets Under Management)$ 6,263,543

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SANCUS WEALTH MANAGEMENT LLC

CRD#: 313226

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