Avery J. Woods
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Avery Jaleel Woods, who also goes by Avery Woods, was a registered financial professional .
Avery is a previously registered financial professional and started their career in finance in 2017. Avery had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2020 - March 2, 2022
INTERVEST INTERNATIONAL EQUITIES CORPORATION
February 14, 2020 - March 2, 2022
INTERVEST INTERNATIONAL, INC.
April 2, 2018 - July 9, 2018
WELLS FARGO CLEARING SERVICES, LLC
April 2, 2018 - July 9, 2018
WELLS FARGO CLEARING SERVICES, LLC
November 22, 2017 - January 12, 2018
PARK AVENUE SECURITIES LLC
October 2, 2017 - January 12, 2018
PARK AVENUE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INTERVEST INTERNATIONAL EQUITIES CORPORATION
CRD#: 20289 / SEC#: , 8-38156
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
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