Ryan Cole Mizer
Professional Summary
Ryan Cole Mizer is a registered financial advisor currently at WOLFGANG CAPITAL located in Temecula, California. Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Ryan has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
THE SUM
VALIDUS CAPITAL LLC
NYLIFE SECURITIES LLC
PFS INVESTMENTS INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
THE SUM
VALIDUS CAPITAL LLC
NYLIFE SECURITIES LLC
PFS INVESTMENTS INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
THE SUM
VALIDUS CAPITAL LLC
NYLIFE SECURITIES LLC
PFS INVESTMENTS INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
THE SUM
VALIDUS CAPITAL LLC
NYLIFE SECURITIES LLC
PFS INVESTMENTS INC.
Years of Experience
8 years in the financial services industry
Current & Past Employments
Similar Advisors
THE SUM
VALIDUS CAPITAL LLC
NYLIFE SECURITIES LLC
PFS INVESTMENTS INC.
Current Firm
WOLFGANG | WOLFGANG CAPITAL LLC | WOLFGANG CAPITAL
Contact Information
Main Address
28751 Rancho California Rd Suite 100, Temecula, CA 92590Phone Number
(951) 200-5084# of Employees
5SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
729AUM (Assets Under Management)
$128,884,000Similar Advisors
THE SUM
VALIDUS CAPITAL LLC
NYLIFE SECURITIES LLC
PFS INVESTMENTS INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
THE SUM
VALIDUS CAPITAL LLC
NYLIFE SECURITIES LLC
PFS INVESTMENTS INC.
Primary Firm SEC Registration
WOLFGANG | WOLFGANG CAPITAL LLC | WOLFGANG CAPITAL
State Registrations and Notice Filings
(6/7/2018)
(11/18/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
THE SUM
VALIDUS CAPITAL LLC
NYLIFE SECURITIES LLC
PFS INVESTMENTS INC.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Cole Mizer's CRS (Customer Relationship Summary).
Similar Advisors
THE SUM
VALIDUS CAPITAL LLC
NYLIFE SECURITIES LLC
PFS INVESTMENTS INC.
