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Shaffer C. Sallade

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CRD#: 6847711
SS
Shaffer Charles Sallade

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Shaffer Charles Sallade, who also goes by Shaffer C Sallade, was a registered financial professional .

Shaffer is a previously registered financial professional and started their career in finance in 2018. Shaffer had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Aliases

Shaffer C Sallade

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Robyn Holtz Insurance Agency; Investment-related; 4679 State Highway 121 Ste 137 The Colony TX 75056; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 03/31/2022; 80; 80; Service customers 2) Rick Tanner Insurance Agency; NON-investment-related; 4679 State Highway 121 Ste 137 The Colony 75056; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 03/31/2022; 80; 80; Service customers 3) Brent Holtz Insurance Agency; Investment-related; 4679 State Highway 121 Ste 137 The Colony TX 75056 and 2840 Keller Springs Rd Ste 1203 Carrollton, TX 75006-4878; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 03/31/2022; 80; 80; Service customers

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 13, 2024 - August 24, 2026

STATE FARM VP MANAGEMENT CORP.

BD
CRD#: 43036
BLOOMINGTON, IL
Past

January 28, 2024 - August 24, 2026

STATE FARM INVESTMENT MANAGEMENT CORP.

RIA
CRD#: 3487
The Colony, TX
Past

July 13, 2020 - April 21, 2022

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA
CRD#: 611
Bloomington, IL
Past

June 10, 2019 - April 21, 2022

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

BD
CRD#: 611
Bloomington, IL
Past

April 16, 2018 - May 28, 2019

NYLIFE SECURITIES LLC

BD
CRD#: 5167
DOWNERS GROVE, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

What does exam status mean?
State Security Law Exam
PR
Series 65
Status Unavailable
Passed: 7/7/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
PR
Series 63
Status Unavailable
Passed: 7/23/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 6
Status Unavailable
Passed: 4/16/2018
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SF
STATE FARM VP MANAGEMENT CORP.
STATE FARM VP MANAGEMENT CORP.

CRD#: 43036 / SEC#: , 8-50128

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
One State Farm Plaza, Bloomington, IL 61710-0001
Mailing Address
One State Farm Plaza, Bloomington, IL 61710-0001
Phone number
(833) 430-8518
Established
Delaware since 11/27/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STATE FARM INVESTMENT MANAGEMENTSHAREHOLDER3487
COOK, KRISTYNEXECUTIVE VICE PRESIDENT AND DIRECTOR4215717
FARNEY, JON CHARLESPRESIDENT AND DIRECTOR2839964
GHANBARPOUR, ARASHVICE PRESIDENT AND DIRECTOR5129325
HINTZ, SCOTT ALEXANDERVICE PRESIDENT - FINANCIAL AND SECRETARY2004555
KRISCHEL, AMY LYNNASSISTANT VICE PRESIDENT4810392
LUDWIG, TERRENCE MICHAELCHIEF COMPLIANCE OFFICER AND TREASURER3231040
MINEAU, SARAHSENIOR VICE PRESIDENT AND DIRECTOR4634160
MONTGOMERY, BRADLEY DOYLESENIOR VICE PRESIDENT AND DIRECTOR2913835
PRESTON, BRIAN LYNNANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER4312143
WIEDUWILT, ANDREW PATRICKVICE PRESIDENT8074278
WILLARD, DANIEL NELSONASSISTANT SECRETARY AND COUNSEL5207081

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

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