Lisa Hudson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lisa Hudson, who also goes by Lisa T. Hudson, Lisa T. Turilli, Lisa Turilli, was a registered financial professional .
Lisa is a previously registered financial professional and started their career in finance in 2017. Lisa had worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2022 - September 19, 2023
WASHINGTON TRUST ADVISORS
December 12, 2017 - June 28, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 4, 2017 - June 28, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
WASHINGTON TRUST ADVISORS
CRD#: 110407 / SEC#: 801-18403
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/16/2024
General Securities Representative ExaminationCurrent Firm
WASHINGTON TRUST ADVISORS
CRD#: 110407 / SEC#: 801-18403
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,356 |
| AUM (Assets Under Management) | $ 1,999,516,447 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
