James N. Merriweather

IPSEN ADVISOR GROUP

LITTLE ROCK, AR 72202

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CRD#: 6847339

Professional summary

James Nicholas Merriweather, who also goes by Nick Merriweather, is a registered financial advisor currently at IPSEN ADVISOR GROUP located in Little Rock, Arkansas.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. James has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nick Merriweather

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OBA: IPSEN PARTNERS, LLC; ADDRESS OF OBA: LITTLE ROCK, AR 72202; NATURE: MANAGEMENT AND BILL PAYMENTS FOR ADVISORY BUSINESS; INVESTMENT RELATED: NO; TITLE WITH OBA: OWNER/MANAGER; DUTIES: PARTICIPATE IN MANAGEMENT MEETINGS AND BUSINESS PLANNING; START DATE: 01/01/2024; APPROX. NUMBER OF HOURS/MONTH: 2; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Nicholas Merriweather's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 8, 2022 - Present

IPSEN ADVISOR GROUP

Office #1: 2228 Cottondale Lane Suite 150, Little Rock, AR 72202

RIA

CRD#: 318010

LITTLE ROCK, AR

Past

April 18, 2019 - January 6, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

LITTLE ROCK, AR

Past

April 10, 2018 - January 6, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

LITTLE ROCK, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IPSEN ADVISOR GROUP

IPSEN ADVISOR GROUP | IPSEN ADVISOR GROUP LLC

CRD#: 318010 / SEC#: 801-123145

RIA

Registered Investment Advisory firm - (2/2/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(3/8/2022)

IAR

Texas
(8/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/26/2018

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/13/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/10/2018

General Securities Representative Examination

Current Firm

IPSEN ADVISOR GROUP

IPSEN ADVISOR GROUP | IPSEN ADVISOR GROUP LLC

CRD#: 318010 / SEC#: 801-123145

RIA

Registered Investment Advisory firm - (2/2/2022 Approved)

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Contact information

Main Address

2228 Cottondale Lane Suite 150, Little Rock, AR 72202

Mailing Address

Phone number

(501) 614-4700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

03 27 2025 IPS FORM ADV PART 2A AND 2B FINAL (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,004
AUM (Assets Under Management)	$ 217,766,402

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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James N. Merriweather

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Nicholas Merriweather's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

IPSEN ADVISOR GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 6/26/2018

Series 65

Date: 12/13/2016

SIE

Date: 10/1/2018

Series 7

Date: 4/10/2018

Current Firm

IPSEN ADVISOR GROUP

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IPSEN ADVISOR GROUP

TRUST BUT VERIFY

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