DW
Devereaux L. Williams
BLALOCK WILLIAMS
Alexander City, AL 35010
Some features on this profile are disabled
CRD#: 6847309
DW
Professional summary
Devereaux Lee Williams Jr, who also goes by Devereaux Lee Williams, Lee Williams, is a registered financial advisor currently at BLALOCK WILLIAMS, LLC located in Alexander City, Alabama.
Devereaux is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Devereaux has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Devereaux Lee Williams | Lee Williams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LICENSED INSURANCE PROFESSIONAL; SELLING LIFE INSURANCE, DISABILITY INSURANCE, FIXED INSURANCE; AGENT; START DATE=07/2017; SAME ADDRESS; LESS THAN 10% OF TIME; 2) SCOTT ACCOUNTING; 1949 CHEROKEE RD ALEXANDER CITY AL 35010; NON-INV REL; BOARD MEMBER; START DATE=3/2022; HRS/MO=5; BOARD MEMBER HELPING WITH EXPANSION PLANS, BUDGETS AND COMPENSATION/BONUS PACKAGES FOR EMPLOYEES/MANAGEMENT 3) EMILEE FAMILY INVESTMENTS, LLC; 86 RUSSWOOD, ALEXANDER CITY, AL 35010; INVESTMENT RELATED; MANAGER; START DATE: 12/2022; HRS/MO=1; ASSET PROTECTION LLC FOR FAMILY ASSETS 4) WICKER POINT COUNTRY CLUB; 2544 WILLOW POINT BOARD, ALEXANDER CITY, AL 35010; NON-INVESTMENT RELATED; BOARD MEMBER; START DATE: 10/2022; HRS/MO=2; ATTEND MEETINGS, VOTING ON NEW MEMBERS, CLUB OPERATIONS, ETC. 5) FIRST UNITED METHODIST CHURCH OF ALEXANDER CITY ALABAMA; 3266 US 280, ALEXANDER CITY, AL 35010; NON-INVESTMENT RELATED; FINANCE CHAIR; START DATE: 3/2022; HRS/MO=5; ASSIST WITH BUDGET FOR DIFFERENT COMMITTEES OF THE CHURCH 6) LAKE MARTIN AUBURN CLUB, CHARITABLE ORGANIZATION; PO BOX 245, ALEXANDER CITY, AL 35010; NON-INVESTMENT RELATED; BOARD MEMBER; START DATE: 3/2022; HRS/MO=2; HELP WITH FUNDRAISERS AND SUPPORT STRATEGIC PLANNING 7) LAKE MARTIN LIVING MAGAZINE; 548 CHEROKEE RD, ALEXANDER CITY, AL 35010; NON-INVESTMENT RELATED; COLUMNIST; START DATE: 11/2018; HRS/MO=1; WRITES ONE ARTICLE EVERY OTHER MONTH. 8) ALEXANDER CITY PLANNING COMMISSION; GOVERNMENTAL AUTHORITY; 281 JAMES D. NABORS DR, ALEXANDER CITY, AL 35010; BOARD MEMBER; START DATE: 12/2018; HRS/MO=1; VOTE ON ZONING OR VARIANCES 9) LW PRIVATE WEALTH, LLC; 86 RUSSWOOD, ALEXANDER CITY, AL 35010; NOT-INVESTMENT RELATED; MANAGER; START DATE: 1/2022; HRS/MO=2; PASS THROUGH ACCOUNT FOR RIA EARNINGS TO PAY SALARIES, BUSINESS EXPENSES, ETC. 10) THE OTHER OFFICE AC, LLC; NON-INVESTMENT RELATED; PO BOX 596, ALEXANDER CITY, AL. 35011; OFFICE SPACE MANAGEMENT; CO-MANAGER; 8/3/2023; 2 HOURS PER MONTH; MANAGE OFFICE SPACE,ASSIST WITH BOOKKEEPING 11) RSW PROPERTIES, LLC; NON-INVESTMENT RELATED; 961 WILLOW WAY EAST, ALEXANDER CITY, AL 35010; VACATION HOME; MEMBER; 0 HOURS PER MONTH; TWO OF LEE'S CLIENTS ARE OWNERS OF THE SHARED VACATION PROPERTY. LEE IS NOT A MANAGING PARTNER OF THE LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Devereaux Lee Williams Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 9, 2023 - Present
BLALOCK WILLIAMS, LLC
Office #1: 175 Aliant Parkway, Alexander City, AL 35010RIA
CRD#: 325465
Alexander City, AL
Past
August 13, 2021 - September 9, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
HOMEWOOD, AL
Past
June 15, 2021 - May 1, 2023
THE ASCENT GROUP, LLC
RIA
CRD#: 314424
Homewood, AL
Past
January 2, 2018 - August 10, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
HOMEWOOD, AL
Past
October 31, 2017 - March 6, 2023
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
HOMEWOOD, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BLALOCK WILLIAMS, LLC
BLALOCK WILLIAMS, LLC | EAGLE WEALTH GROUP, LLC | EAGLE CAPITAL GROUP, LLC
CRD#: 325465 / SEC#: 801-129757
RIA
Registered Investment Advisory firm - (3/25/2024 Approved)Alabama
Registered Investment Advisory firm - (4/3/2024 Terminated)Georgia
Registered Investment Advisory firm - (4/3/2024 Terminated)Louisiana
Registered Investment Advisory firm - (4/4/2024 Terminated)Texas
Registered Investment Advisory firm - (4/3/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(3/9/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BW
BLALOCK WILLIAMS, LLC
BLALOCK WILLIAMS, LLC | EAGLE WEALTH GROUP, LLC | EAGLE CAPITAL GROUP, LLC
CRD#: 325465 / SEC#: 801-129757
RIA
Registered Investment Advisory firm - (3/25/2024 Approved)Alabama
Registered Investment Advisory firm - (4/3/2024 Terminated)Georgia
Registered Investment Advisory firm - (4/3/2024 Terminated)Louisiana
Registered Investment Advisory firm - (4/4/2024 Terminated)Texas
Registered Investment Advisory firm - (4/3/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
175 Aliant Parkway, Alexander City, AL 35010
Mailing Address
Phone number
(256) 444-6256
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 642 |
| AUM (Assets Under Management) | $ 176,235,342 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BLALOCK WILLIAMS, LLC
CRD#: 325465Alexander City, AL 35010TRUST BUT VERIFY
Monitor Devereaux Williams
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
