Joseph C. Biondo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Charles Biondo was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2017. Joseph had worked at 1 firm and has passed the Series 65 and Series 66 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2017 - November 22, 2022
ALPHA FIDUCIARY
Primary Firm SEC Registration
ALPHA FIDUCIARY
CRD#: 144720 / SEC#: 801-68218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALPHA FIDUCIARY
CRD#: 144720 / SEC#: 801-68218
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 260 |
| AUM (Assets Under Management) | $ 109,084,624 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/29/2025 | ||
| 10/25/2024 | ||
| 02/26/2024 | ||
| 11/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
