Juan Carlos Baca
Professional Summary
Juan Carlos Baca, who also goes by Juan C Baca, Juan Carlos Baca Diaz, is a registered financial advisor currently at BBVA GLOBAL WEALTH ADVISORS, INC. located in Miami, Florida. Juan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Juan has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Juan C Baca, Juan Carlos Baca Diaz
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
7 years in the financial services industry
Current & Past Employments
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Current Firm
BBVA GLOBAL WEALTH ADVISORS, INC.
Contact Information
Main Address
501 Brickell Key Drive Suite 601, Miami, FL 33131Phone Number
(305) 205-7752# of Employees
84SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
792AUM (Assets Under Management)
$1,364,604,282Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BBVA GLOBAL WEALTH ADVISORS, INC.
State Registrations and Notice Filings
(11/26/2024)
(10/18/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Juan Carlos Baca's CRS (Customer Relationship Summary).
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