Marc F. Hockey

WEBULL ADVISORS LLC

St Petersburg, FL 33716

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CRD#: 6846058

Professional summary

Marc Frederick Hockey, who also goes by Hockey Marc, is a registered financial advisor currently at WEBULL ADVISORS LLC located in St Petersburg, Florida and WEBULL FINANCIAL LLC located in St. Petersburg, Florida.

Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Marc has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hockey Marc

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Frederick Hockey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2025 - Present

WEBULL ADVISORS LLC

Office #1: 200 Carillon Parkway, St Petersburg, FL 33716

RIA

CRD#: 304881

St Petersburg, FL

Current

October 13, 2025 - Present

WEBULL FINANCIAL LLC

Office #1: 200 Carillon Pkwy Floor 4, St. Petersburg, FL 33716

CRD#: 289063

St. Petersburg, FL

Past

September 18, 2020 - January 28, 2025

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

ST. PETERSBURG, FL

Past

May 7, 2020 - January 28, 2025

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

June 1, 2018 - January 22, 2020

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA

CRD#: 107319

St.Petersburg, FL

Past

February 23, 2018 - January 22, 2020

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

ST. PETERSBURG, FL

Past

October 31, 2017 - February 2, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PINELLAS PARK, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEBULL ADVISORS LLC

CRD#: 304881 / SEC#: 801-117281

RIA

Registered Investment Advisory firm - (8/30/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/13/2025)

IAR

Florida
(11/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/24/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/30/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/31/2017

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

WEBULL ADVISORS LLC

CRD#: 304881 / SEC#: 801-117281

RIA

Registered Investment Advisory firm - (8/30/2019 Approved)

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Contact information

Main Address

200 Carillon Parkway, St Petersburg, FL 33716

Mailing Address

Phone number

+1 (917) 725-2408

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEBULL ADVISORS ADV2A BROCHURE (9/24/2025)

WEBULL ADVISORS - WRAP FEE BROCHURE (5/1/2025)

Regulatory assets under management

Total Number of Accounts	27,478
AUM (Assets Under Management)	$ 42,334,495

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report
08/27/2024	Cover Page	Report
02/28/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marc F. Hockey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Frederick Hockey's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEBULL FINANCIAL LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

TRANSAMERICA RETIREMENT ADVISORS, LLC

TRANSAMERICA INVESTORS SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

WEBULL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/24/2018

Series 63

Date: 12/30/2017

SIE

Date: 10/1/2018

Series 6

Date: 10/31/2017

FINRA

Current Firm

WEBULL ADVISORS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WEBULL ADVISORS LLC

TRUST BUT VERIFY

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