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MH

Marc F. Hockey

Some features on this profile are disabled
CRD#: 6846058
MH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Marc Frederick Hockey, who also goes by Hockey Marc, was a registered financial professional .

Marc is a previously registered financial professional and started their career in finance in 2017. Marc had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Hockey Marc

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 3, 2025 - April 24, 2026

WEBULL ADVISORS LLC

RIA
CRD#: 304881
St Petersburg, FL
Past

October 13, 2025 - April 24, 2026

WEBULL FINANCIAL LLC

BD
CRD#: 289063
St. Petersburg, FL
Past

September 18, 2020 - January 28, 2025

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
ST. PETERSBURG, FL
Past

May 7, 2020 - January 28, 2025

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

June 1, 2018 - January 22, 2020

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA
CRD#: 107319
St.Petersburg, FL
Past

February 23, 2018 - January 22, 2020

TRANSAMERICA INVESTORS SECURITIES, LLC

BD
CRD#: 32205
ST. PETERSBURG, FL
Past

October 31, 2017 - February 2, 2018

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
PINELLAS PARK, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEBULL ADVISORS LLC
WEBULL ADVISORS LLC

CRD#: 304881 / SEC#: 801-117281

RIA
Registered Investment Advisory firm - (8/30/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 5/24/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/30/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 10/31/2017
Investment Company Products/Variable Contracts Representative Examination

Current Firm

WA
WEBULL ADVISORS LLC
WEBULL ADVISORS LLC

CRD#: 304881 / SEC#: 801-117281

RIA
Registered Investment Advisory firm - (8/30/2019 Approved)
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Contact information

Main Address
200 Carillon Parkway, St Petersburg, FL 33716
Mailing Address
Phone number
+1 (917) 725-2408
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WEBULL ADVISORS - WRAP FEE BROCHURE (11/28/2025)
WEBULL ADVISORS ADV2A BROCHURE (11/28/2025)

Regulatory assets under management

Total Number of Accounts27,290
AUM (Assets Under Management)$ 46,368,003

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report
08/27/2024
Cover Page
Report
02/28/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEBULL ADVISORS LLC

CRD#: 304881

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