NT
Nicholas Thompson
BEACON TRUST
Morristown, NJ 07960
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CRD#: 6845777
NT
Professional summary
Nicholas Thompson, who also goes by Nick Thompson, is a registered financial advisor currently at BEACON TRUST located in Morristown, New Jersey.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Nicholas has worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nick Thompson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Thompson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 29, 2026 - Present
BEACON TRUST
Office #1: 163 Madison Avenue, Morristown, NJ 07960RIA
CRD#: 226547
Morristown, NJ
Past
August 3, 2023 - April 23, 2026
RBC ROCHDALE, LLC
RIA
CRD#: 117198
New York, NY
Past
April 11, 2023 - April 23, 2026
CNR SECURITIES, LLC
BD
CRD#: 18466
NEW YORK, NY
Past
August 20, 2019 - April 11, 2023
HARTFORD FUNDS DISTRIBUTORS, LLC
BD
CRD#: 45995
Wayne, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BT
BEACON TRUST
BEACON INVESTMENT ADVISORY SERVICES, INC. | TIRSCHWELL LOEWY & FRIEDNER INVESTMENTS | BEACON TRUST
CRD#: 226547 / SEC#: 801-96256
RIA
Registered Investment Advisory firm - (4/1/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(4/29/2026)
IAR
Alaska(4/29/2026)
IAR
Arkansas(4/29/2026)
IAR
California(4/29/2026)
IAR
Colorado(4/29/2026)
IAR
Connecticut(4/29/2026)
IAR
Delaware(4/29/2026)
IAR
Hawaii(4/29/2026)
IAR
Idaho(4/29/2026)
IAR
Illinois(4/29/2026)
IAR
Indiana(4/29/2026)
IAR
Iowa(4/29/2026)
IAR
Kansas(4/29/2026)
IAR
Kentucky(4/29/2026)
IAR
Maine(4/29/2026)
IAR
Maryland(4/29/2026)
IAR
Massachusetts(5/11/2026)
IAR
Michigan(4/29/2026)
IAR
Minnesota(4/29/2026)
IAR
Mississippi(4/29/2026)
IAR
Missouri(4/29/2026)
IAR
Montana(4/29/2026)
IAR
Nebraska(4/29/2026)
IAR
Nevada(4/30/2026)
IAR
New Hampshire(4/29/2026)
IAR
New Jersey(4/29/2026)
IAR
New Mexico(4/30/2026)
IAR
New York(4/29/2026)
IAR
North Carolina(4/29/2026)
IAR
North Dakota(5/6/2026)
IAR
Ohio(4/29/2026)
IAR
Oklahoma(4/29/2026)
IAR
Oregon(4/29/2026)
IAR
Pennsylvania(4/29/2026)
IAR
Puerto Rico(4/29/2026)
IAR
Rhode Island(4/29/2026)
IAR
South Carolina(4/29/2026)
IAR
South Dakota(4/29/2026)
IAR
Texas(4/29/2026)
IAR
Utah(4/29/2026)
IAR
Vermont(4/29/2026)
IAR
Virgin Islands(5/4/2026)
IAR
Virginia(4/29/2026)
IAR
Washington(4/29/2026)
IAR
Wisconsin(4/29/2026)
IAR
Wyoming(4/29/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/20/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
BT
BEACON TRUST
BEACON INVESTMENT ADVISORY SERVICES, INC. | TIRSCHWELL LOEWY & FRIEDNER INVESTMENTS | BEACON TRUST
CRD#: 226547 / SEC#: 801-96256
RIA
Registered Investment Advisory firm - (4/1/2015 Approved)PREMIUM
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Contact information
Main Address
163 Madison Avenue, Morristown, NJ 07960
Mailing Address
Phone number
(973) 377-8090
Established
Firm type
Fiscal year end
# of Employees
46
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,889 |
| AUM (Assets Under Management) | $ 4,352,787,884 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2025 | ||
| 03/10/2025 | ||
| 12/18/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
