AM
Aaron M. Meissner
EFS ADVISORS
Waite Park, MN 56387
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CRD#: 6845540
AM
Professional summary
Aaron Michael Meissner is a registered financial advisor currently at EFS ADVISORS located in Waite Park, Minnesota and ADVANCED ADVISOR GROUP, LLC located in Waite Park, Minnesota.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Aaron has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Whiterock Financial LLC, INV, Otsego, MN, 55330, Tax Purposes and Pass-Through Entity, Owner, 1/20/2022, Minimal, approximately 1 inv hrs/mo for administrative tasks, 1 trading hr, Whiterock Financial LLC is established for tax purposes to facilitate compensation for 1099 employee services. It functions as a pass-through entity for business-related activities associated with EFS Advisors. The LLC does not engage in any separate or additional business activities beyond this function. There is no direct compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Michael Meissner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2020 - Present
EFS ADVISORS
Office #1: 110 2nd St. S. #308, Waite Park, MN 56387RIA
CRD#: 115211
Waite Park, MN
Current
November 29, 2017 - Present
ADVANCED ADVISOR GROUP, LLC
Office #1: 110 2nd St. S #308, Waite Park, MN 56387RIA
BD
CRD#: 140393
Waite Park, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EFS ADVISORS
EDUCATOR'S FINANCIAL SERVICES, INC. | EFS ADVISORS LLC | EFS ADVISORS
CRD#: 115211 / SEC#: 801-62857
RIA
Registered Investment Advisory firm - (3/11/2004 Approved)Iowa
Registered Investment Advisory firm - (6/29/2004 Terminated)North Dakota
Registered Investment Advisory firm - (7/26/2004 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(2/7/2025)
IAR
Colorado(2/7/2025)
IAR
Delaware(2/10/2025)
IAR
Florida(7/16/2025)
IAR
Georgia(7/17/2025)
IAR
Indiana(2/7/2025)
IAR
Michigan(2/11/2025)
RR
Minnesota(1/3/2020)
IAR
Minnesota(1/3/2020)
IAR
Missouri(2/7/2025)
RR
Montana(2/7/2025)
IAR
North Carolina(2/10/2025)
IAR
North Dakota(2/20/2025)
IAR
Ohio(2/11/2025)
IAR
South Dakota(2/7/2025)
IAR
Texas(2/7/2025)
IAR
Virginia(2/7/2025)
IAR
Washington(1/22/2025)
RR
Wisconsin(2/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EFS ADVISORS
EDUCATOR'S FINANCIAL SERVICES, INC. | EFS ADVISORS LLC | EFS ADVISORS
CRD#: 115211 / SEC#: 801-62857
RIA
Registered Investment Advisory firm - (3/11/2004 Approved)Iowa
Registered Investment Advisory firm - (6/29/2004 Terminated)North Dakota
Registered Investment Advisory firm - (7/26/2004 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1995 East Rum River Drive S, Cambridge, MN 55008
Mailing Address
Phone number
(763) 689-9023
Established
Firm type
Fiscal year end
# of Employees
59
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 29,714 |
| AUM (Assets Under Management) | $ 2,271,853,092 |
Red Flags
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Company Information
EFS ADVISORS
CRD#: 115211Waite Park, MN 56387TRUST BUT VERIFY
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