Alyssa J. Dalbey

SCHULTZ FINANCIAL GROUP

Reno, NV 89502

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CRD#: 6845470

Professional summary

Alyssa Jane Dalbey, CFP®, CPWA®, who also goes by Alyssa Jane Yocom, is a registered financial advisor currently at SCHULTZ FINANCIAL GROUP INCORPORATED located in Reno, Nevada.

Alyssa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Alyssa has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Do you have an area of expertise or specialization?

Alternative or Private Investm...

Business Owners

Corporate Executives

Entrepreneurs

High Net Worth Client Needs

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Alyssa Jane Yocom

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alyssa Jane Dalbey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

CPWA^®

Certified Private Wealth Advisor

Start date: 2022-04-06

Expire date: 2024-03-31

Experience

Current

December 14, 2017 - Present

SCHULTZ FINANCIAL GROUP INCORPORATED

Office #1: 5190 Neil Road Suite 450, Reno, NV 89502

RIA

CRD#: 108724

Reno, NV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHULTZ FINANCIAL GROUP INCORPORATED

SCHULTZ & SCHULTZ INC | SCHULTZ FINANCIAL GROUP INCORPORATED

CRD#: 108724 / SEC#: 801-18297

RIA

Registered Investment Advisory firm - (1/27/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/14/2017)

IAR

Nevada
(12/20/2017)

IAR

Texas
(12/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/2017

Uniform Investment Adviser Law Examination

Current Firm

SCHULTZ FINANCIAL GROUP INCORPORATED

SCHULTZ & SCHULTZ INC | SCHULTZ FINANCIAL GROUP INCORPORATED

CRD#: 108724 / SEC#: 801-18297

RIA

Registered Investment Advisory firm - (1/27/1983 Approved)

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Contact information

Main Address

5190 Neil Road Suite 450, Reno, NV 89502

Mailing Address

Phone number

(775) 850-5620

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	468
AUM (Assets Under Management)	$ 196,338,384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Alyssa J. Dalbey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alyssa Jane Dalbey's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHULTZ FINANCIAL GROUP INCORPORATED

Primary Firm SEC Registration

SCHULTZ FINANCIAL GROUP INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/2017

Current Firm

SCHULTZ FINANCIAL GROUP INCORPORATED

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SCHULTZ FINANCIAL GROUP INCORPORATED

TRUST BUT VERIFY

Contact information

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