John Steven D. Caraang
Professional summary
John Steven Devera Caraang, who also goes by John D Caraang, John Devera Caraang, John S Caraang, John Steven Caraang, John Caraang, John Steven D Caraang, is a registered financial professional currently at VOYA FINANCIAL ADVISORS, INC. located in Seattle, Washington.
John Steven is registered as a RR (Registered Representative) and started their career in finance in 2018. John Steven has worked at 4 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Steven Devera Caraang's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 11, 2026 - Present
VOYA FINANCIAL ADVISORS, INC.
March 18, 2022 - May 8, 2024
CUNA BROKERAGE SERVICES, INC.
June 1, 2020 - February 3, 2022
LPL FINANCIAL LLC
January 22, 2018 - May 31, 2018
T. ROWE PRICE INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
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