DC
David M. Cavender
JACK V. BUTTERFIELD INVESTMENT COMPANY
JACKSON, MI 49201
Some features on this profile are disabled
CRD#: 6844966
DC
Professional summary
David Michael Cavender is a registered financial professional currently at JACK V. BUTTERFIELD INVESTMENT COMPANY located in Jackson, Michigan.
David is registered as a RR (Registered Representative) and started their career in finance in 2018. David has worked at 1 firm and has passed the Series 66, Series 7TO, SIE, Series 99TO, Series 24 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David Michael Cavender's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 21, 2018 - Present
JACK V. BUTTERFIELD INVESTMENT COMPANY
Office #1: 100 South Jackson Suite 100, Jackson, MI 49201RIA
BD
CRD#: 3998
JACKSON, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JACK V. BUTTERFIELD INVESTMENT COMPANY
J.V.B INVESTMENT COMPANY | JACK V. BUTTERFIELD INVESTMENT COMPANY | J.V.B. INVESTMENTS | J.V.B. INVESTMENT COMPANY | J.V.B. INVESTMENT CO.
CRD#: 3998 / SEC#: 801-132181, 8-12454
RIA
Registered Investment Advisory firm - SEC (3/19/2025 Approved)Michigan
Registered Investment Advisory firm - SEC (8/26/2025 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Michigan(7/8/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/7/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JACK V. BUTTERFIELD INVESTMENT COMPANY
J.V.B INVESTMENT COMPANY | JACK V. BUTTERFIELD INVESTMENT COMPANY | J.V.B. INVESTMENTS | J.V.B. INVESTMENT COMPANY | J.V.B. INVESTMENT CO.
CRD#: 3998 / SEC#: 801-132181, 8-12454
RIA
Registered Investment Advisory firm - SEC (3/19/2025 Approved)Michigan
Registered Investment Advisory firm - SEC (8/26/2025 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
100 South Jackson Suite 100, Jackson, MI 49201
Mailing Address
P.o. Box 4057, Jackson, MI 49204
Phone number
(517) 787-2431
Established
Michigan since 07/01/1965
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
9
SEC notice filing (2 States and Territories)
FINRA licenses (25 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BUTTERFIELD, JOHN CLARK | PRESIDENT | 872760 |
| BUTTERFIELD, BENJAMIN RYAN | OWNER | 6603229 |
| BUTTERFIELD, JASON JOHN | OWNER | 5416792 |
| BUTTERFIELD, NICHOLAS JACOB | OWNER | 6175043 |
| BUTTERFIELD, TYLER CLARK | OWNER | 6741546 |
| CAVENDER, DAVID MICHAEL | CHIEF COMPLIANCE OFFICER | 6844966 |
| THAYER, TIMOTHY MARK | VICE PRESIDENT/PRINCIPAL | 1241930 |
Regulatory assets under management
| Total Number of Accounts | 298 |
| AUM (Assets Under Management) | $ 130,380,225 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
