Matthew D. Redmond

FIRST STATE INVESTMENT ADVISORS

Tulsa, OK 74137-3539

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CRD#: 6844532

Professional summary

Matthew David Redmond is a registered financial advisor currently at FIRST STATE INVESTMENT ADVISORS INC located in Tulsa, Oklahoma.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Matthew has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MATTHEW D. REDMOND, IS THE VICE PRESIDENT OF FIRST STATE FINANCIAL, INC., THE PARENT COMPANY OF FIRST STATE INVESTMENT ADVISORS, INC. THE BUSINESS IS NOT INVESTMENT RELATED. BUSINESS ADDRESS IS 8801 S. YALE AVE., SUITE 410, TULSA OK 74137. BUSINESS IS A HOLDING COMPANY FOR FIRST STATE INVESTMENT ADVISORS INC. RELATIONSHIP STARTED 05/2019. 5 HOURS PER MONTH DEVOTED TO BUSINESS, NONE DURING SECURITIES TRADING HOURS. DIRECTOR OF FIRST STATE FINANCIAL.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew David Redmond's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2017 - Present

FIRST STATE INVESTMENT ADVISORS INC

Office #1: 8801 S. Yale Ave. Suite 410, Tulsa, OK 74137-3539

RIA

CRD#: 104788

Tulsa, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(8/12/2017)

IAR

Texas
(8/12/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FIRST STATE INVESTMENT ADVISORS INC

CRD#: 104788 / SEC#: 801-36597

RIA

Registered Investment Advisory firm - (6/28/2012 Terminated)

Oklahoma

Registered Investment Advisory firm - (6/28/2012 Approved)

Texas

Registered Investment Advisory firm - (4/24/2012 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

8801 S. Yale Ave. Suite 410, Tulsa, OK 74137-3539

Mailing Address

Phone number

(918) 492-1466

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	269
AUM (Assets Under Management)	$ 91,092,832

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew D. Redmond

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew David Redmond's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST STATE INVESTMENT ADVISORS INC

State Registrations and Notice Filings

Exams

Current Firm

FIRST STATE INVESTMENT ADVISORS INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIRST STATE INVESTMENT ADVISORS INC

TRUST BUT VERIFY

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