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Emanuel Corallo

CRD# 6844259·Registered 2018 - 2026
Previously Registered: Being a previously registered professional could mean that Emanuel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Emanuel Corallo was a registered financial advisor. Emanuel was a previously registered financial professional and started their career in finance 2018 - 2026. Emanuel had worked at 4 firms and has passed the Series 63, Series 65, Series 6TO, Series 82TO, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

Past

TSG ALPHA PARTNERS, LLCPast·CRD# 319493
RIA
Wesley Chapel, FL
October 31, 2024 - May 5, 2026
TSG CAPITAL ADVISORSPast·CRD# 147509
BD
Hauppauge, NY
September 9, 2024 - May 5, 2026
MML INVESTORS SERVICES, LLCPast·CRD# 10409
BD
New York, NY
February 14, 2020 - September 9, 2020
NYLIFE SECURITIES LLCPast·CRD# 5167
BD
Melville, NY
February 26, 2018 - December 13, 2019

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Current Firm

TA
TSG ALPHA PARTNERS, LLC

TSG ALPHA | TSG ALPHA PARTNERS, LLC

CRD#: 319493 / SEC#: 801-131801
RIA
Registered Investment Advisory firm - SEC (2/7/2025 Approved)
Florida
Registered Investment Advisory firm - Florida (2/18/2025 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (2/18/2025 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (2/27/2025 Terminated)
New York
Registered Investment Advisory firm - New York (2/18/2025 Terminated)
Texas
Registered Investment Advisory firm - Texas (2/18/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

3663 Route 9 N Suite 2, Old Bridge, NJ 08857

Phone Number

(631) 403-5364

# of Employees

10

SEC notice filing (14 States and Territories)

Registered to provide investment advisory services in 14 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TSG ALPHA PARTNERS, LLC - FIRM BROCHURE (9/11/2026)

Regulatory Assets Under Management

Total Number of Accounts

128

AUM (Assets Under Management)

$134,944,668

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)NAME:MUSIC ROYALTIES INV REL:N ADDR:@RESIDENTIAL ADDRESS ON RECORD, NATURE:COMPOSITION OF MUSIC FOR TV & FILM, POSITION:INDEPENDENT CONTRACTOR START:05/1995 NO HR/MO:0 NO HR/MO DUR TRADING:0 The Spaventa Group, Investment Related, 3275 Veterans Memorial Hwy., Ronkonkoma, NY 11779, Nature of business: Venture Capital, Position-Title: Member/Advisor, Start: May 2021, Hours: 30 to 40 hours per month, Duties: Advisor/Consultant

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TSG ALPHA PARTNERS, LLC

TSG ALPHA | TSG ALPHA PARTNERS, LLC

CRD#: 319493 / SEC#: 801-131801
RIA
Registered Investment Advisory firm - SEC (2/7/2025 Approved)
Florida
Registered Investment Advisory firm - Florida (2/18/2025 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (2/18/2025 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (2/27/2025 Terminated)
New York
Registered Investment Advisory firm - New York (2/18/2025 Terminated)
Texas
Registered Investment Advisory firm - Texas (2/18/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2023About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2023About the Series 65 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 2025About the Series 6TO exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Sep 2024About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 2018About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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