Sage Mason
Professional summary
Sage Mason is a registered financial professional currently at SS&C MARKET SERVICES, LLC located in Kansas City, Missouri.
Sage is registered as a RR (Registered Representative) and started their career in finance in 2018. Sage has worked at 3 firms and has passed the Series 63, Series 65, Series 6TO, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sage Mason's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2023 - Present
SS&C MARKET SERVICES, LLC
Office #1: 1055 Broadway, Kansas City, MO 64105February 22, 2022 - March 3, 2023
EMPOWER FINANCIAL SERVICES, INC.
January 2, 2019 - August 5, 2019
CREATIVEONE SECURITIES, LLC
April 12, 2018 - August 5, 2019
CREATIVEONE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/31/2023)
Exams
Series 6TO
Date: 5/31/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 2/22/2022
General Securities Representative ExaminationFINRA
Current Firm
SS&C MARKET SERVICES, LLC
CRD#: 23568 / SEC#: , 8-40530
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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