JF
Jennifer E. Finn
THRIVENT ASSET MANAGEMENT
Minneapolis, MN 55402-3265
Some features on this profile are disabled
CRD#: 6843817
JF
Professional summary
Jennifer Elizabeth Finn is a registered financial advisor currently at THRIVENT ASSET MANAGEMENT, LLC located in Minneapolis, Minnesota and THRIVENT DISTRIBUTORS, LLC located in Minneapolis, Minnesota.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Jennifer has worked at 2 firms and has passed the Series 66, Series 99TO, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Knitting from the Heart
POSITION: Help with website NATURE: Retail knitting store-sells yarn, teaches classes INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2015 ADDRESS: 1785 Radio Drive, Woodbury MN, 55125 DESCRIPTION: Help keep website and e-mail blasts up-to-date, make signs, do purchase orders, help with the
register.
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Elizabeth Finn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 16, 2023 - Present
THRIVENT ASSET MANAGEMENT, LLC
Office #1: 901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3265RIA
CRD#: 137751
Minneapolis, MN
Current
September 25, 2017 - Present
THRIVENT DISTRIBUTORS, LLC
Office #1: 901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3265BD
CRD#: 179512
Minneapolis, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THRIVENT ASSET MANAGEMENT, LLC
THRIVENT ASSET MANAGEMENT LLC | THRIVENT ASSET MANAGEMENT, LLC
CRD#: 137751 / SEC#: 801-64988
RIA
Registered Investment Advisory firm - (12/15/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/5/2023)
RR
Alaska(5/4/2023)
RR
Arizona(5/15/2023)
RR
Arkansas(5/11/2023)
RR
California(5/4/2023)
RR
Colorado(5/8/2023)
RR
Connecticut(5/4/2023)
RR
Delaware(5/4/2023)
RR
District of Columbia(5/5/2023)
RR
Florida(5/5/2023)
RR
Georgia(5/8/2023)
RR
Hawaii(8/11/2023)
RR
Idaho(5/5/2023)
RR
Illinois(5/9/2023)
RR
Indiana(5/22/2023)
RR
Iowa(5/4/2023)
RR
Kansas(5/4/2023)
RR
Kentucky(5/8/2023)
RR
Louisiana(5/8/2023)
RR
Maine(5/4/2023)
RR
Maryland(5/8/2023)
RR
Massachusetts(5/5/2023)
RR
Michigan(5/8/2023)
IAR
Minnesota(3/16/2023)
RR
Minnesota(3/17/2023)
RR
Mississippi(5/5/2023)
RR
Missouri(5/4/2023)
RR
Montana(5/25/2023)
RR
Nebraska(5/4/2023)
RR
Nevada(5/9/2023)
RR
New Hampshire(5/17/2023)
RR
New Jersey(5/4/2023)
RR
New Mexico(5/8/2023)
RR
New York(5/4/2023)
RR
North Carolina(5/8/2023)
RR
North Dakota(5/8/2023)
RR
Ohio(5/4/2023)
RR
Oklahoma(5/8/2023)
RR
Oregon(5/5/2023)
RR
Pennsylvania(5/5/2023)
RR
Rhode Island(5/10/2023)
RR
South Carolina(5/12/2023)
RR
South Dakota(5/4/2023)
RR
Texas(5/4/2023)
RR
Utah(5/8/2023)
RR
Vermont(5/5/2023)
RR
Virginia(5/5/2023)
RR
Washington(5/4/2023)
RR
West Virginia(5/8/2023)
RR
Wisconsin(5/4/2023)
RR
Wyoming(5/5/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 12/16/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
THRIVENT ASSET MANAGEMENT, LLC
THRIVENT ASSET MANAGEMENT LLC | THRIVENT ASSET MANAGEMENT, LLC
CRD#: 137751 / SEC#: 801-64988
RIA
Registered Investment Advisory firm - (12/15/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211
Mailing Address
Phone number
(800) 847-4836
Established
Firm type
Fiscal year end
# of Employees
450
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 46,815,882,100 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
